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Support of Excavation and Dewatering Beside a 1920s Unreinforced Brick Building

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Support of Excavation and Dewatering Beside a 1920s Unreinforced Brick Building

A contractor will excavate 6.1 m for a basement within 4.5 m of a three-story 1920s unreinforced brick building whose shallow strip footings bear 1.8 m below grade. The profile is 3 m of loose fill over medium-dense sand to 15 m, with groundwater at 2.5 m; the sand has an estimated friction angle of 32°, void ratio 0.65, specific gravity 2.65, and permeability about 1×10⁻⁴ m/s. The proposed support is soldier piles at 2.4 m spacing with timber lagging, and groundwater control by open sumps inside the excavation. The adjacent building already shows stair-step cracking up to 6 mm. The owner's engineer requires a preconstruction condition survey and vibration monitoring. A 10 kPa surcharge is specified for the building.

1. Determine whether the adjacent footings fall inside the active Rankine wedge and state what that means for underpinning and for the shoring design.

Read the worked answer

Wedge geometry below the footing base

  • Height of soil retained below the footing base: H = 6.1 − 1.8 = 4.3 m
  • Wedge angle from vertical: 45° − φ/2 = 45° − 16° = 29°
  • Horizontal extent: H·tan29° = 4.3 × 0.554 = 2.4 m

The building face is 4.5 m from the excavation line, about 4.0 m to the near edge of the footing - still roughly 1.6 m outside the wedge. Bearing capacity of the footings is therefore not directly undermined and lateral underpinning is not triggered.

That is not the end of the question, though:

  • The wedge calculation assumes no wall movement and no surcharge. Set the allowable wall deflection to 0.2% of the retained height (≈12 mm) so the wedge does not migrate toward the footing.
  • The 10 kPa building surcharge must be carried by the shoring over the full retained height above the base; it is the governing lateral load at the top of the wall, not the soil.
  • Recompute the wedge with any local over-excavation or utility trench between the wall and the building, since a trench would shorten the horizontal distance.

2. Evaluate the proposed sump pumping. Quantify the seepage/boiling risk and the settlement exposure to the brick building.

Read the worked answer

Head to be controlled: base at 6.1 m, water table at 2.5 m → head difference = 3.6 m.

Boiling / piping check (FS = i_c / i_exit, with i_c = (G_s − 1)/(1 + e) = 1.65/1.65 = 1.0):

  • Open sumps, no cut-off: vertical seepage path ≈ 3.6 m, i ≈ 3.6/3.6 = 1.0 → FS ≈ 1.0. Unacceptable; a running/s boiling condition at the subgrade is likely in a 1×10⁻⁴ m/s sand, and the sumps will pump fines.
  • Cut-off wall to 12 m (5.9 m below the base): i ≈ 3.6/5.9 = 0.61 → FS ≈ 1.6, and deep wells inside the excavation reduce the driving head further. Acceptable, but not generous next to a sensitive structure - target FS ≥ 1.5 and verify with piezometers.

Settlement exposure: sump pumping cannot lower the piezometric surface outside the wall, so it produces no cut-off benefit while still drawing down the fill. A 3.6 m drawdown through 3 m of loose fill typically yields 15–40 mm of consolidation settlement. With an angular-distortion limit of about 1/500 for URM over a 12 m building width, the tolerable differential is ≈ 24 mm - the drawdown alone can consume or exceed it before any wall deflection is added.

Conclusion: reject open sumps. Use a cut-off plus interior deep wells, and add recharge wells between the wall and the building to hold the outside piezometric level.

3. Recommend a support system and a monitoring program with alert and action thresholds.

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Support system

  • Sheet-pile cut-off wall (Z-section) driven to about 12 m, providing both retention and the seepage cut-off; install by vibratory hammer with pre-augering through the fill at the corner nearest the building, since impact driving at 4.5 m from URM can generate 10–25 mm/s PPV against a typical 5 mm/s limit.
  • Alternative if vibration cannot be controlled: a drilled contiguous or secant pile wall with a CFA rig, with a structural facing to make it watertight.
  • Interior deep wells with a standpipe piezometer array; keep the outside water level within 0.3 m of its preconstruction level using recharge.
  • Design the wall for the 10 kPa surcharge plus traffic and construction loading; do not rely on the fill for passive resistance.

Monitoring plan

Instrument Quantity Alert Action
Inclinometers in wall 4 12 mm 19 mm
Settlement points on building 8 10 mm 15 mm; stop work, underpin
Crack gauges 4 1 mm growth 3 mm growth
Piezometers (inside/outside) 4 0.3 m outside drawdown 0.5 m
Vibration monitors 2 5 mm/s PPV 12 mm/s PPV

Baseline readings must be taken before any driving, with a condition survey signed by both parties. Any action-level exceedance triggers a hold, a review by the structural engineer of record for the adjacent building, and a pre-planned underpinning option.