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LNCC: Nursing and Legal Ethics, Standards of Practice, and Risk Management

LNCC · Work through your exam, one topic at a time.

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Nursing and Legal Ethics, Standards of Practice, and Risk Management

Principles and the professional code

Nursing ethics rests on autonomy, beneficence, nonmaleficence, and justice, with veracity and fidelity supporting them. The ANA Code of Ethics provisions, the state nurse practice act, facility policy, and specialty standards together define the standard of care. Ethics and law overlap but are not identical: conduct can be legal yet unethical, or ethical yet prohibited. Questions often probe informed consent (capacity, voluntariness, disclosure of material risks and alternatives), confidentiality (HIPAA is a floor; state law may be stricter), mandatory reporting, end-of-life decision-making, delegation, and impaired practice.

Standard of care and risk management

The standard of care is what a reasonably prudent nurse with similar training would do in similar circumstances - established by expert testimony, professional guidelines, accreditation standards, facility policy, and the nurse practice act. Risk management tools include incident reports, root cause analysis, failure mode and effects analysis, peer review, and Just Culture. Discoverability varies sharply by state: incident reports and peer review materials may be protected, partially protected, or fully discoverable, so never assume.

Traps: assuming peer review or incident-report protection is universal; assuming a policy violation is automatically negligence (it is evidence, not a verdict); assuming HIPAA bars all disclosure in litigation (it permits disclosure with authorization or a valid court order); treating the professional code as a statute.

Rule of thumb: analyze each ethical problem in three layers - what the law requires, what the profession requires, and what the patient's values require - and note where they conflict.