CA Appellate Specialist key terms
CA Appellate Specialist · Get comfortable with the vocabulary.
- Notice of Appeal
- Related: Jurisdictional Deadline, Appealability
The filing that starts an appeal by telling the superior court and the other parties that a specified judgment or order is being challenged. Its timely filing is a jurisdictional prerequisite.
- Judgment
- Related: Appealability, Final Judgment Rule
The final determination of the rights of the parties in an action or proceeding. Only a judgment (or a specified appealable order) can ordinarily be reviewed on appeal.
- Appealability
- Related: Judgment, Writ Petition
Whether a particular ruling is one the appellate court may review by appeal. Nonappealable rulings must generally be challenged by writ or after final judgment.
- Final Judgment Rule
- Related: Judgment, One Final Judgment Rule
The principle that appeals generally lie only from a final judgment disposing of all issues as to all parties, promoting efficiency by preventing piecemeal review.
- One Final Judgment Rule
- Related: Final Judgment Rule, Interlocutory Order
The rule that an appeal may be taken from only one final judgment in an action, so interlocutory rulings are reviewed after the single final judgment is entered.
- Interlocutory Order
- Related: One Final Judgment Rule, Writ Petition
A ruling made during litigation that does not finally dispose of the case. Such orders are generally reviewable after final judgment rather than by immediate appeal.
- Jurisdictional Deadline
- Related: Notice of Appeal, Relief from Default
A filing deadline that cannot be extended by the court or the parties and whose violation deprives the appellate court of power to hear the appeal, such as the time to file a notice of appeal.
- Relief from Default
- Related: Jurisdictional Deadline, Motion to Dismiss Appeal
A request asking the appellate court to excuse a late filing or other procedural default, granted only on a showing of good cause, such as attorney mistake or unforeseen circumstances.
- Motion to Dismiss Appeal
- Related: Relief from Default, Mootness
A request that the appellate court terminate an appeal, often because it is untimely, taken from a nonappealable order, or moot, or because the appellant failed to prosecute it.
- Record on Appeal
- Related: Clerk's Transcript, Reporter's Transcript
The compilation of trial court filings, exhibits, and transcripts that the appellate court reviews. Statements outside the record generally cannot support reversal.
- Clerk's Transcript
- Related: Record on Appeal, Reporter's Transcript
A compilation prepared by the superior court clerk of the documents filed in the trial court, such as pleadings, motions, and orders, forming part of the appellate record.
- Reporter's Transcript
- Related: Record on Appeal, Clerk's Transcript
The verbatim written record of oral proceedings prepared by a certified court reporter, essential for showing what happened at hearings and trial.
- Settled Statement
- Related: Reporter's Transcript, Record on Appeal
An agreed or judicially approved narrative substitute for a reporter's transcript, used when no verbatim record exists or the transcript is unavailable.
- Preservation of Issues
- Related: Forfeiture, Invited Error
The requirement that a party raise an objection or argument in the trial court so the appellate court may review it, preventing a party from raising new theories on appeal.
- Forfeiture
- Related: Preservation of Issues, Plain Error
The loss of a right to appellate review because the party failed to timely object or raise the issue below, leaving the appellate court free to treat the point as waived.
- Invited Error
- Related: Preservation of Issues, Estoppel
The doctrine barring a party from complaining on appeal about an error that the party itself induced or invited, such as by requesting the challenged instruction.
- Plain Error
- Related: Forfeiture, Preservation of Issues
A narrow exception allowing review of an unpreserved error that is obvious, affected substantial rights, and seriously undermined the fairness or integrity of the proceedings.
- Standard of Review
- Related: De Novo Review, Abuse of Discretion
The degree of deference an appellate court gives the lower court's ruling, such as de novo for legal questions and abuse of discretion for discretionary rulings.
- De Novo Review
- Related: Standard of Review, Substantial Evidence
Nondeferential review in which the appellate court decides the legal question anew, without regard to the trial court's conclusion, commonly applied to statutory interpretation and summary judgment.
- Abuse of Discretion
- Related: Standard of Review, Deferential Review
A deferential standard asking whether the trial court's ruling exceeded the bounds of reason or applied the wrong legal standard, so that no reasonable judge would have ruled that way.
- Substantial Evidence
- Related: De Novo Review, Deferential Review
The deferential test for factual findings, asking whether reasonable evidence supports the finding even if contrary evidence exists; the appellate court does not reweigh evidence.
- Deferential Review
- Related: Abuse of Discretion, Substantial Evidence
Review that gives weight to the trial court's findings or rulings, typically because the lower court observed witnesses or exercised discretion, and reverses only clear error.
- Harmless Error
- Related: Prejudicial Error, Standard of Review
An error that did not affect the substantial rights of the parties or the outcome, so the judgment stands despite the mistake.
- Prejudicial Error
- Related: Harmless Error, Reversal
An error that probably affected the result or deprived a party of a fair hearing, justifying reversal or other appellate relief.
- Reversal
- Related: Remand, Affirmance
An appellate disposition setting aside the lower court's judgment or order, often with directions for further proceedings on remand.
- Affirmance
- Related: Reversal, Standard of Review
An appellate disposition upholding the lower court's judgment or order, typically because no prejudicial error appears in the record.
- Remand
- Related: Reversal, Disposition
Sending a case back to the trial court for further proceedings consistent with the appellate opinion, such as retrial or entry of a different order.
- Disposition
- Related: Affirmance, Remand
The appellate court's final resolution of the appeal, such as affirmance, reversal, remand, or dismissal, stated in the opinion's concluding section.
- Opening Brief
- Related: Respondent's Brief, Reply Brief
The appellant's principal brief, which must state the facts, legal issues, and argument showing why the judgment should be reversed.
- Respondent's Brief
- Related: Opening Brief, Reply Brief
The brief filed by the opposing party, answering the appellant's arguments and explaining why the judgment should be affirmed.
- Reply Brief
- Related: Opening Brief, Respondent's Brief
The appellant's brief responding to arguments raised in the respondent's brief; it generally may not introduce new issues not raised in the opening brief.
- Statement of Facts
- Related: Record Citation, Opening Brief
The brief section presenting the facts in the record, supported by citations, in a manner that fairly and persuasively frames the issues for the court.
- Record Citation
- Related: Statement of Facts, Record on Appeal
A reference in a brief to the exact page or location in the appellate record supporting a factual assertion, required so the court can verify the claim.
- Issue Statement
- Related: Opening Brief, Standard of Review
A concise framing of a legal question presented on appeal, ideally showing the ruling, the error, and why it matters to the outcome.
- Oral Argument
- Related: Moot Court, Waiver of Oral Argument
A hearing at which counsel appear before the appellate panel to answer questions and emphasize key points, typically limited to issues raised in the briefs.
- Writ Petition
- Related: Appealability, Mandamus
A request for extraordinary relief asking a reviewing court to order action by a lower court or official, used when no adequate remedy by appeal exists.
- Mandamus
- Related: Writ Petition, Prohibition
An extraordinary writ compelling a public official or lower court to perform a clear legal duty, available only when the petitioner lacks an adequate alternative remedy.
- Prohibition
- Related: Mandamus, Writ Petition
An extraordinary writ restraining a lower court from acting beyond its jurisdiction, often sought to stop proceedings that cannot be corrected on appeal.
- Mootness
- Related: Ripeness, Motion to Dismiss Appeal
The doctrine that an appellate court will not decide an issue when events have made it impossible to grant effective relief, unless an exception applies.
- Ripeness
- Related: Mootness, Standing
The requirement that an issue be sufficiently developed and concrete for judicial review, barring premature challenges to contingent or speculative harms.