ADR Core Module study materials
ADR Core Module study resources

ADR Core Module study plan

ADR Core Module · Give each week a clear focus.

8 weeks · About 7 hours per week

Week 1

ADR Fundamentals, Legal Framework and Policy

  • Map the ADR spectrum (negotiation, mediation, conciliation, adjudication, expert determination, arbitration, ODR) onto a one-page comparison grid by process features, not labels.

  • Distinguish the legal sources that govern each process: contractual autonomy, institutional rules, national arbitration statutes modelled on the UNCITRAL Model Law, and any applicable treaty framework for recognition and enforcement.

  • Explain to a non-lawyer, in under 200 words of written prose, why party autonomy and finality are the twin policy pillars of consensual ADR.

  • Identify the mandatory-law limits that ADR clauses cannot contract around in a typical civil-law and common-law jurisdiction, and note where you are uncertain rather than guessing.

  • List the main institutional rule sets (e.g. ICC, LCIA, SIAC, HKIAC, CIETAC, AAA/ICDR) and record for each whether it is a standing institution, an ad hoc appointing authority, or both.

Your checkpoint

A one-page ADR comparison grid plus a 300-word memo on party autonomy versus mandatory law, with every uncertain point flagged for review.

Week 2

ADR Fundamentals, Legal Framework and Policy & Arbitration: Agreement, Tribunal and Procedure

  • Draft a valid multi-tier dispute resolution clause (negotiation, then mediation, then arbitration) and annotate each drafting choice against enforceability risks.

  • Analyse how a court decides whether a dispute falls within the scope of an arbitration agreement, using the separability doctrine and the competence-competence principle.

  • Compare the seat, the venue of hearings, and the governing law of the arbitration agreement, explaining why confusing them causes litigation.

  • Summarise the grounds on which a national court may refuse to refer parties to arbitration when a valid agreement is invoked, and note jurisdictional variation.

  • Build a glossary of 25 core ADR terms with a one-line definition each, written in your own words.

Your checkpoint

A drafted multi-tier clause with a 400-word annotation, plus the 25-term glossary.

Week 3

Mediation Process and Procedure

  • Sequence a full mediation from pre-mediation intake through convening, opening statements, joint session, private caucuses, option generation, and closure.

  • Practise writing a mediation agreement to mediate that fixes confidentiality, authority to settle, fees, and the mediator's role.

  • Distinguish facilitative, evaluative, transformative, and settlement-oriented mediator styles and state when each is appropriate.

  • Explain how confidentiality, without-prejudice privilege, and admissibility rules interact in mediation, and identify the standard exceptions (e.g. threats, criminal conduct, mandatory reporting).

  • Draft a mediation session plan for a two-party commercial dispute, including caucus strategy and a BATNA/WATNA analysis for each side.

Your checkpoint

A complete mediation session plan with an agreement to mediate and a written BATNA/WATNA comparison for both parties.

Week 4

Mediation Process and Procedure & Negotiation Theory and Practice

  • Run a simulated mediation as mediator for at least 45 minutes, then write a self-assessment identifying three technique errors and one corrective action each.

  • Apply interest-based negotiation to separate positions from interests in a written case analysis, listing at least five underlying interests per party.

  • Explain the negotiation concepts of BATNA, reservation point, ZOPA, anchoring, and integrative versus distributive bargaining, with a worked numeric example.

  • Identify three cognitive biases (e.g. anchoring, framing, reactive devaluation) and describe a mediator intervention that counteracts each.

  • Draft the settlement terms reached in the simulation as a term sheet suitable for conversion into an enforceable agreement.

Your checkpoint

A recorded or peer-observed 45-minute mediation simulation plus a written self-assessment and a settlement term sheet.

Week 5

Arbitration: Agreement, Tribunal and Procedure

  • Draft a request for arbitration and a response that satisfy the essential content requirements of a chosen institutional rule set.

  • Explain tribunal constitution: party nomination, institutional appointment, sole versus three-member tribunals, and challenge and replacement of arbitrators.

  • Compare institutional and ad hoc arbitration on cost, control, timetable, and enforceability, and justify a recommendation for a stated fact pattern.

  • Outline the procedural timetable from first case management conference to evidentiary hearing, including document production and witness evidence.

  • State the arbitrator's disclosure duty and the standard for challenge for lack of independence or impartiality, noting where standards diverge between institutions.

Your checkpoint

A draft request for arbitration and draft response, plus a one-page procedural timetable for a hypothetical case.

Week 6

Awards, Challenges and Enforcement

  • Draft an enforceable award checklist covering form, reasoning, signature, place and date, and correction of clerical errors.

  • Distinguish setting aside at the seat from resisting enforcement elsewhere, and list the limited grounds available at each stage.

  • Explain the New York Convention enforcement mechanism, including the pro-enforcement bias and the public policy exception as narrowly construed.

  • Analyse when an award may be refused enforcement for excess of jurisdiction, and how severability of the award affects the outcome.

  • Compare enforcement of arbitral awards with enforcement of mediated settlement agreements, including the added enforceability options now available for mediated outcomes.

Your checkpoint

An award-drafting and challenge checklist plus a 500-word enforcement memo covering one set-aside and one refusal-of-enforcement scenario.

Week 7

Other ADR Processes (Conciliation, Adjudication, Expert Determination, ODR) & Ethics, Neutrality and Professional Conduct

  • Differentiate conciliation, adjudication, expert determination, and ODR from mediation and arbitration on bindingness, procedure, and typical use cases.

  • Explain dispute adjudication boards and statutory adjudication for construction and payment disputes, including the interim-bindingness concept.

  • Describe how ODR platforms handle jurisdiction, identity, evidence, and due process, and identify the main fairness risks of automated processes.

  • Apply the core ethical duties (impartiality, independence, confidentiality, competence, disclosure of conflicts, no misleading fee arrangements) to three realistic dilemma scenarios.

  • Write a short reasoned position on whether a mediator may give a settlement recommendation in a caucus, and state the conditions under which it is defensible.

Your checkpoint

A scenario-based ethics decision log covering three dilemmas, plus a one-page comparison of the four non-mediation ADR processes.

Week 8

Drafting ADR Clauses, Agreements and Settlements & ADR Fundamentals, Legal Framework and Policy

  • Redraft your week 2 multi-tier clause after full review, correcting every identified defect and justifying each change in one sentence.

  • Draft a complete mediated settlement agreement containing payment terms, confidentiality, release, non-disparagement, and a dispute resolution clause for any residual disputes.

  • Draft a short arbitration clause for a specific transaction (e.g. cross-border sale of goods) that fixes seat, language, number of arbitrators, and governing law.

  • Complete a timed 60-question mixed mock exam across all eight domains and score it, recording error patterns by domain.

  • Review flagged uncertain items from earlier weeks and resolve or explicitly mark each as needing external verification.

Your checkpoint

A final portfolio of three drafted instruments (multi-tier clause, arbitration clause, settlement agreement) plus a scored mock exam with an error-pattern log.

Milestones

Week 2: You can explain the separability doctrine and competence-competence aloud in under three minutes without notes, and your drafted multi-tier clause survives your own enforceability checklist.

Week 4: You have completed a 45-minute observed mediation simulation and can state, in writing, your BATNA and ZOPA analysis for both parties in a fresh fact pattern within 20 minutes.

Week 6: You can list the grounds for setting aside an award and for refusing enforcement from memory, and correctly classify five given scenarios into the right stage and outcome.

Week 8: Mock exam score is at or above 70 percent overall with no single domain below 60 percent, and every flagged uncertain item is either resolved or explicitly marked for external verification.