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CAS: Professional Ethics, Compliance, and Standards

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Professional Ethics, Compliance, and Standards

This domain tests whether you can advertise truthfully, substantiate claims, disclose material connections, and respect privacy and vulnerable audiences.

Core rules

  • Claims must be truthful, not misleading, and substantiated before publication with competent and reliable evidence.
  • Testimonials must reflect genuine experience. A 'results not typical' disclaimer does not cure a misleading overall impression.
  • Disclose material connections clearly and conspicuously: influencer endorsements, paid partnerships, gifted products. The disclosure belongs in the content, before engagement, in the audience's language, not buried behind a link.
  • Native advertising must be labeled so people recognize it as advertising.
  • Privacy: lawful basis or consent, data minimization, honoring opt-outs, and special protections for children. In the US, COPPA restricts collecting personal data from children under 13; other markets have comparable rules.
  • Regulated categories such as alcohol, gambling, tobacco, health, and financial products carry channel, audience, and claim restrictions.

Worked example

An influencer posts a supplement ad with the brand tag hidden after 'more.' The disclosure fails because it is not conspicuous. The claim 'clinically proven' needs the specific study, population, and outcome; a small unpublished study is not enough. If the audience skews under 18, targeting and data rules change, and the campaign may need age gates and exclusion. The fix is a pre-approval checklist covering disclosure placement, claim substantiation, and audience age.

Traps that cost marks

  • Relying on a platform's paid-partnership label alone.
  • 'Up to' claims without a realistic basis.
  • Assuming a fine-print disclaimer fixes a misleading visual.
  • Collecting children's data without consent.
  • Applying home-market rules to a campaign running in another jurisdiction.