CS Executive Capital Market & Securities Laws case studies
CS Executive Capital Market & Securities Laws · Put your knowledge to work in context.
CS Executive Capital Market & Securities Laws is one of the elective papers in the Executive Programme of the Company Secretary qualification administered by the Institute of Company Secretaries of India (ICSI). It suits candidates who already have a grasp of company law and want to work at the intersection of compliance, listing obligations and securities-market regulation - roles in listed companies, registrar and transfer agents, brokerages, merchant bankers, depository participants, or compliance and legal teams. The CS Executive Capital Market & Securities Laws case studies are 5 cases and about 3,833 words.
1Anchor Book Arithmetic and the Public Float in a ₹600 Crore IPO
Vantara Logistics Ltd, an unlisted mainboard aspirant, has filed its RHP for a ₹600 crore offer: a fresh issue of ₹480 crore and an offer for sale of ₹120 crore by the promoter family. Pre-issue paid-up capital is 30 crore equity shares of ₹10 each, held entirely by the promoter family.
825 words, about 4 min2Short Delivery, Auction Loss and Client Funds: Allocating Blame at a Broker
Meghna Securities, a SEBI-registered stock broker, executes a market sell order for client Ravi for 5,000 shares of XYZ Ltd at ₹480 on Monday, 3 February, in a T+1 settlement cycle. Ravi's shares are held in his demat account with Meghna's own depository participant.
762 words, about 4 min3A Board Note, a Dinner Rumour and 50,000 Shares
The board of Nirmaya Pharma Ltd approves, on 20 January, the sale of its injectables division - 35% of consolidated turnover - to a global buyer. The letter of intent was signed by the managing director on 8 January, and the price was agreed on 17 January.
783 words, about 4 min4Crossing 25%: Trigger, Price and the 24.99% Trap
The Arvind group holds 24.10% of Arvind Textiles Ltd, which has 10 crore shares: 15.00% with the flagship promoter company and 9.10% with three family PACs. On 12 June the flagship buys 1.90% in a single block deal at ₹420 per share, taking the group to 26.00%.
731 words, about 4 min5Farmland "Units", 18% Assured Returns and the AIF Claim
Sahyadri Agro Ventures LLP has, since 2022, collected ₹78 crore from about 5,900 retail investors who pay ₹50,000 each for "units" in Sahyadri Green Acres. The money buys farmland on a 30-year lease, registered in the LLP's name.
732 words, about 4 min