Iran Capital Market Dealing Exam study materials
Iran Capital Market Dealing Exam study resources

Iran Capital Market Dealing Exam case studies

Iran Capital Market Dealing Exam · Put your knowledge to work in context.

The Iran Capital Market Dealing Exam (آزمون گواهینامه حرفه‌ای معامله‌گری بازار سرمایه) is the professional certification that individuals must hold to act as a licensed dealer or brokerage representative in the Iranian capital market. It is aimed at candidates who will take client orders, quote and execute trades, and explain market instruments, so it tests applied knowledge rather than academic theory. The Iran Capital Market Dealing Exam case studies are 5 cases and about 3,358 words.

1

The Unpublished Permit and the Large Buy Order

You are head of dealing at a Tehran brokerage. At 10:05 the research department circulates an internal draft report that raises its target price for a listed cement company by 30%, citing a plant-expansion permit that has not yet been announced.

701 words, about 4 min
2

Rights Issue Funding Gap and the Deadline Instruction

A listed company announces a 2-for-5 rights issue at a subscription price of IRR 4,200 per new share. The record date is next week; the current cum-rights market price is IRR 6,500.

699 words, about 3 min
3

Ijarah Sukuk for a Six-Month Liquidity Need

A Sharia-compliant equity fund has 12% cash and a mandate limiting non-equity investments to 15% of net assets. The manager is offered 80 billion IRR of an 18-month Ijarah sukuk with a 20% annual profit rate, secured on a building leased to a municipal authority.

653 words, about 3 min
4

Opening Auction Order for an Illiquid Small-Cap

At 09:20 on the Iran Fara Bourse, the opening auction for a small-cap company is indicative at IRR 8,350. The previous close was IRR 8,000, so the ±5% limit is IRR 8,400.

620 words, about 3 min
5

Expatriate Client, Layered Deposits, and Third-Party Transfer

A new retail client, an Iranian expatriate resident in the UAE, opens an account at your Tehran brokerage through a branch. Within two weeks he deposits IRR 45 billion in three tranches from two domestic banks and an exchange house.

685 words, about 3 min