HCISPP key terms
HCISPP · Get comfortable with the vocabulary.
- Protected Health Information (PHI)
- Related: Covered Entity, Minimum Necessary Standard, De-identification
Individually identifiable health information held or transmitted by a covered entity or business associate, in any form or medium, that relates to a person's past, present, or future physical or mental health, care, or payment for care.
- Covered Entity
- Related: Business Associate, Protected Health Information (PHI), HIPAA
A health plan, health care clearinghouse, or health care provider that transmits health information electronically in connection with a HIPAA-covered transaction, and therefore must comply with the HIPAA Privacy and Security Rules.
- Business Associate
- Related: Business Associate Agreement (BAA), Covered Entity, Subcontractor
A person or organization that performs functions or services involving PHI on behalf of a covered entity, such as claims processing, billing, or IT support, and is bound by a written contract to protect that information.
- Business Associate Agreement (BAA)
- Related: Business Associate, Subcontractor, Breach Notification Rule
A written contract required by HIPAA that establishes permitted uses and disclosures of PHI by a business associate and obligates the associate to safeguard the information and report breaches.
- HIPAA
- Related: Privacy Rule, Security Rule, HITECH Act
The U.S. Health Insurance Portability and Accountability Act, whose Administrative Simplification provisions established national standards for electronic health transactions, privacy of health information, and security safeguards for electronic PHI.
- Privacy Rule
- Related: Minimum Necessary Standard, Notice of Privacy Practices (NPP), Authorization
The HIPAA regulation that governs how covered entities and business associates may use and disclose PHI, sets patient rights over their records, and requires safeguards and minimum necessary disclosures.
- Security Rule
- Related: Administrative Safeguards, Technical Safeguards, ePHI
The HIPAA regulation requiring covered entities and business associates to protect electronic PHI through administrative, physical, and technical safeguards that ensure confidentiality, integrity, and availability.
- HITECH Act
- Related: Breach Notification Rule, Business Associate, Meaningful Use
A 2009 U.S. law that expanded HIPAA by extending security obligations directly to business associates, requiring breach notification, strengthening enforcement penalties, and promoting meaningful use of electronic health records.
- Minimum Necessary Standard
- Related: Privacy Rule, Authorization, Role-Based Access Control (RBAC)
The HIPAA principle that uses, disclosures, and requests for PHI should be limited to the least amount of information reasonably needed to accomplish the intended purpose, with certain exceptions such as treatment disclosures.
- Authorization
- Related: Minimum Necessary Standard, Notice of Privacy Practices (NPP), Treatment, Payment, and Health Care Operations (TPO)
A written, patient-signed permission that allows a covered entity to use or disclose PHI for purposes beyond treatment, payment, and health care operations, and that must meet specific content and revocation requirements.
- Treatment, Payment, and Health Care Operations (TPO)
- Related: Authorization, Minimum Necessary Standard, Covered Entity
The three core activities for which HIPAA permits a covered entity to use and disclose PHI without patient authorization, covering clinical care, reimbursement, and administrative functions such as quality review and compliance.
- Notice of Privacy Practices (NPP)
- Related: Privacy Rule, Authorization, Covered Entity
A document a covered entity must give patients explaining how their PHI may be used and disclosed, their rights, and the entity's legal duties, with acknowledgement of receipt typically obtained at first service.
- De-identification
- Related: Protected Health Information (PHI), Limited Data Set, Re-identification
The process of removing identifiers from health information so it no longer identifies an individual, either through expert statistical determination or removal of a specified list of identifiers such as names, dates, and geographic data.
- Limited Data Set
- Related: De-identification, Data Use Agreement (DUA), Protected Health Information (PHI)
PHI from which direct identifiers have been removed but which may still contain dates, city, state, and ZIP code, usable for research, public health, or operations under a data use agreement.
- Breach Notification Rule
- Related: Breach, HITECH Act, Risk Assessment (Breach)
The HIPAA requirement that covered entities notify affected individuals, the U.S. Department of Health and Human Services, and sometimes the media after discovering a breach of unsecured PHI, generally within 60 days.
- Breach
- Related: Breach Notification Rule, Risk Assessment (Breach), Encryption
Under HIPAA, the acquisition, access, use, or disclosure of PHI in a manner not permitted by the Privacy Rule that compromises the security or privacy of the information, subject to a risk assessment and certain exceptions.
- Risk Assessment (Breach)
- Related: Breach, Breach Notification Rule, Risk Analysis
A four-factor analysis used to determine whether an impermissible use or disclosure of PHI is a reportable breach, considering the nature of the information and recipient, unauthorized access, and the extent of mitigation.
- Risk Analysis
- Related: Risk Management, ePHI, Security Risk Assessment (SRA)
The HIPAA Security Rule requirement to conduct an accurate and thorough assessment of potential risks and vulnerabilities to the confidentiality, integrity, and availability of ePHI, and to document and update it periodically.
- Risk Management
- Related: Risk Analysis, Administrative Safeguards, Residual Risk
The ongoing process of identifying, prioritizing, and applying safeguards to reduce risks to ePHI to a reasonable and appropriate level, including implementing security measures and evaluating their effectiveness.
- Residual Risk
- Related: Risk Management, Risk Analysis, Vulnerability
The level of risk that remains after security controls and mitigation measures have been applied, which organizations must document and accept, transfer, or further reduce based on their risk tolerance.
- ePHI
- Related: Security Rule, Risk Analysis, Encryption
Electronic protected health information: PHI that is created, received, maintained, or transmitted in electronic form, which triggers the HIPAA Security Rule and requires administrative, physical, and technical safeguards.
- Administrative Safeguards
- Related: Security Rule, Technical Safeguards, Physical Safeguards
Security Rule controls focused on management and workforce practices, including security management processes, assigned security responsibility, workforce training, incident procedures, contingency planning, and periodic evaluation.
- Technical Safeguards
- Related: Administrative Safeguards, Role-Based Access Control (RBAC), Encryption
Security Rule controls implemented through technology, including access control, audit controls, integrity controls, person or entity authentication, and transmission security such as encryption for ePHI.
- Physical Safeguards
- Related: Administrative Safeguards, Technical Safeguards, Media Disposal
Security Rule controls that protect the physical environment of information systems, including facility access controls, workstation use and security policies, and device and media controls for ePHI.
- Encryption
- Related: ePHI, Breach, Technical Safeguards
The conversion of data into a coded form that can only be read with the correct key; properly applied encryption can render PHI unusable and therefore outside breach notification obligations under HIPAA guidance.
- Role-Based Access Control (RBAC)
- Related: Minimum Necessary Standard, Technical Safeguards, Least Privilege
An access control model that grants permissions based on a user's job role rather than individual identity, supporting least privilege and the HIPAA minimum necessary standard within clinical and administrative systems.
- Least Privilege
- Related: Role-Based Access Control (RBAC), Minimum Necessary Standard, Access Control
The security principle that users and systems should be granted only the minimum access rights needed to perform their assigned duties, reducing the potential impact of misuse or compromised accounts.
- Audit Controls
- Related: Technical Safeguards, Security Incident, Access Control
Technical and procedural mechanisms that record and examine activity in systems containing ePHI, enabling detection of inappropriate access and supporting investigation of security incidents and compliance reviews.
- Security Incident
- Related: Breach, Incident Response Plan, Audit Controls
Under the Security Rule, the attempted or successful unauthorized access, use, disclosure, modification, or destruction of information or interference with system operations in an information system, which must be identified and responded to.
- Incident Response Plan
- Related: Security Incident, Contingency Plan, Breach Notification Rule
Documented procedures that define how an organization detects, contains, eradicates, and recovers from security incidents, including roles, communication paths, evidence handling, and post-incident review steps.
- Contingency Plan
- Related: Incident Response Plan, Availability, ePHI
A Security Rule requirement for policies and procedures that enable data backup, disaster recovery, and emergency-mode operations, and that are tested and updated so ePHI remains available during disruptions.
- Confidentiality, Integrity, and Availability (CIA Triad)
- Related: ePHI, Security Rule, Contingency Plan
The three core information security objectives: keeping data secret from unauthorized parties, keeping it accurate and unaltered, and keeping it accessible to authorized users when needed.
- Covered Transaction
- Related: Covered Entity, Health Information Exchange (HIE), EDI (Electronic Data Interchange)
An electronic exchange of health information for which the U.S. Department of Health and Human Services has adopted a standard format, such as claims submission, eligibility inquiry, or remittance advice.
- Health Information Exchange (HIE)
- Related: Interoperability, Covered Transaction, Consent
The electronic sharing of health information among organizations and clinicians across systems, raising governance questions about consent, access control, and accountability when data crosses organizational boundaries.
- Interoperability
- Related: Health Information Exchange (HIE), Covered Transaction, FHIR
The ability of different information systems, devices, and applications to access, exchange, and use data in a coordinated manner, relying on shared standards and secure interfaces to support care coordination.
- FHIR (Fast Healthcare Interoperability Resources)
- Related: Interoperability, Health Information Exchange (HIE), API Security
A modern HL7 standard that defines modular resources and RESTful APIs for exchanging health care data, widely used to build interoperable applications while enforcing authorization and consent controls.
- Consent
- Related: Authorization, Health Information Exchange (HIE), Notice of Privacy Practices (NPP)
A patient's agreement to the use or disclosure of their health information, which may be required by law, regulation, or organizational policy and can be general, granular, or time-limited depending on jurisdiction.
- General Data Protection Regulation (GDPR)
- Related: Data Protection Impact Assessment (DPIA), Consent, Data Subject Rights
The European Union law governing personal data protection, including health data as a special category, imposing lawful basis, data subject rights, breach notification, and cross-border transfer requirements on organizations.
- Data Protection Impact Assessment (DPIA)
- Related: General Data Protection Regulation (GDPR), Risk Analysis, Privacy Impact Assessment (PIA)
A structured assessment required in some jurisdictions before processing that is likely to result in high risk to individuals, such as large-scale handling of health data, documenting risks and mitigating measures.
- Privacy Impact Assessment (PIA)
- Related: Data Protection Impact Assessment (DPIA), Risk Analysis, Privacy Rule
A process that evaluates how a new system, project, or data flow affects individual privacy, identifies privacy risks, and recommends controls to comply with privacy obligations before implementation.
- Third-Party Risk Management
- Related: Vendor Due Diligence, Business Associate Agreement (BAA), Subcontractor
The disciplined process of identifying, assessing, monitoring, and mitigating risks introduced by vendors, contractors, and service providers that access systems or data, including security, privacy, and compliance risks.
- Vendor Due Diligence
- Related: Third-Party Risk Management, Business Associate Agreement (BAA), SOC 2 Report
Pre-contract evaluation of a supplier's security posture, privacy practices, certifications, incident history, and financial stability to determine whether the vendor can meet the organization's risk and compliance requirements.
- Subcontractor
- Related: Business Associate, Business Associate Agreement (BAA), Third-Party Risk Management
An entity to which a business associate delegates a function involving PHI; under HIPAA the business associate must ensure the subcontractor agrees to the same restrictions and conditions through a written agreement.
- SOC 2 Report
- Related: Vendor Due Diligence, Third-Party Risk Management, Audit Controls
An independent attestation report on a service organization's controls relevant to security, availability, processing integrity, confidentiality, or privacy, commonly used as evidence during vendor due diligence.
- Data Use Agreement (DUA)
- Related: Limited Data Set, Business Associate Agreement (BAA), De-identification
A contract that limits how a recipient may use and disclose a limited data set, requiring safeguards, prohibiting re-identification, and ensuring recipients do not identify individuals whose data is included.
- Data Subject Rights
- Related: General Data Protection Regulation (GDPR), Consent, Authorization
The entitlements of individuals over their personal data under laws such as GDPR, including access, correction, erasure, restriction, portability, and objection, which shape how health data is handled.
- Meaningful Use
- Related: HITECH Act, Interoperability, ePHI
A U.S. incentive program that required eligible professionals and hospitals to demonstrate use of certified electronic health record technology to improve quality, safety, and coordination of care.
- Media Disposal
- Related: Physical Safeguards, ePHI, Encryption
The secure destruction or sanitization of devices and media containing ePHI before reuse or disposal, including documented procedures for hard drives, removable media, and paper records.
- HL7 (Health Level Seven)
- Related: FHIR (Fast Healthcare Interoperability Resources), Interoperability, Covered Transaction
A standards-development organization whose messaging and resource specifications, including HL7 v2 and FHIR, define how clinical and administrative health data is structured and exchanged between systems.