ISO 37001 LA case studies
ISO 37001 LA · Put your knowledge to work in context.
The PECB Certified ISO 37001 Lead Auditor credential is issued by the Professional Evaluation and Certification Board (PECB) to candidates who pass the PECB Certified ISO 37001 Lead Auditor exam. It validates the ability to audit an organization's anti-bribery management system (ABMS) against ISO 37001 and to lead ABMS audit teams. The ISO 37001 LA case studies are 5 cases and about 4,852 words.
1Agents, Blanket Approvals and a Dual-Hatted Compliance Officer
A 900-employee chemical distributor is applying for ISO 37001 certification. Eight months ago it formed a joint venture in a country its own bribery risk assessment places in the highest-risk band; the assessment itself was last revised in 2021 and does not mention the JV.
973 words, about 5 min2Team Composition, a Requested Site Exclusion and a Written Facilitation Payment Guideline
A certification body has scheduled a five-day initial certification audit of a 3,200-employee construction group that bids for publicly funded road projects. The scope statement supplied by the client reads head office and all project sites.
989 words, about 5 min3The Minister's Brother-in-Law and a Seven-Month-Old Concerns Log
You are conducting the second surveillance audit of a 600-employee medical equipment supplier. While interviewing the regional sales director about third-party management, he says: we had a consultant in the health ministry file, the minister's brother-in-law actually, but legal told us to end it last month and the file has gone back to legal.
982 words, about 5 min4The CEO Wants the Major Downgraded: Closing Meeting, Corrective Action and a Lost Notebook
Five days of audit at a logistics group produced two major and five minor nonconformities. Major 1 records that a USD 340,000 commission was paid to an agent on a public tender award with no due diligence record, no written anti-bribery clauses and no evidence of approval.
960 words, about 5 min5Designing a Surveillance Programme: Twelve Subsidiaries, One Certificate, Twenty-Five Days
You manage the certification programme for a body that has one ISO 37001 certificate covering a group with 12 subsidiaries in four countries. The next surveillance is due in three months.
948 words, about 5 min