ISO 37301 LI case studies
ISO 37301 LI · Put your knowledge to work in context.
The PECB Certified ISO 37301 Lead Implementer is a professional credential for people who establish, operate and improve a compliance management system (CMS) against ISO 37301. PECB describes the course as building the knowledge needed to establish, implement, manage, maintain and continually improve a CMS, with in-depth coverage of ISO 37301 requirements plus the practices used during implementation and ongoing maintenance. The ISO 37301 LI case studies are 5 cases and about 3,145 words.
1Zero-incident target at a logistics group
Northwind Logistics has 2,400 employees across five countries. Its board chair has promised investors that the company will be certified to ISO 37301 within 90 days and defines success as zero regulatory breaches.
667 words, about 3 min2A 350-line obligations register where everything is high risk
Helio Systems is a 600-person SaaS provider serving customers in the EU and the United States. Its legal team has compiled a compliance obligations register with 350 entries drawn from privacy, employment, export-control, tax and sector rules.
635 words, about 3 min398% training completion, but staff cannot find the speak-up channel
Metroline Retail Bank has 3,000 employees and 120 branches. Its new compliance e-learning has a 98% completion rate, and all policies are on the intranet.
601 words, about 3 min4Green dashboard, missed permit filing
GreenArc Energy has 900 employees and operates 14 regulated sites. Its compliance dashboard reports training hours, number of policies issued and total incidents; all three indicators have improved for six quarters and the board sees a one-page 'green' summary.
629 words, about 3 min5Two weeks to Stage 2 with open findings
CardioLine Devices has 450 employees and is seeking ISO 37301 certification because a major hospital customer requires it. The Stage 1 audit found that the CMS documentation was largely in place but that no internal audit had covered the full CMS; management review minutes were 11 months old and recorded no decisions; two nonconformities from a customer audit were still open; and the compliance risk assessment had not been updated after a new export-control regulation.
613 words, about 3 min