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Question 1Fundamental principles and concepts of OH&S and OH&S MS
In ISO 45001, what is the primary intended outcome of an occupational health and safety management system?
- Guaranteeing that no worker will ever be injured regardless of operational conditions
- Elimination of all legal obligations relating to worker consultation
- Prevention of work-related injury and ill health to workers and provision of safe and healthy workplaces Correct answer.
- Certification of the organization's products against customer health specifications
Explanation
The standard states that the intended outcomes of the OH&S management system are the prevention of work-related injury and ill health to workers and the provision of safe and healthy workplaces. It also includes continual improvement of OH&S performance and fulfilment of legal requirements, but it never guarantees zero incidents.
Question 2Fundamental principles and concepts of OH&S and OH&S MS
Under ISO 45001, who holds accountability for the effectiveness of the OH&S management system?
- The external certification body
- The workers' safety representative
- The OH&S committee chairperson alone
- The top management of the organization Correct answer.
Explanation
Clause 5.1 assigns accountability for the effectiveness of the OH&S management system to top management. Leadership must demonstrate this through direction, resources and integration into business processes, although operational duties may be delegated.
Question 3Fundamental principles and concepts of OH&S and OH&S MS
What does the term 'worker' cover in ISO 45001?
- Only personnel listed on the organization's payroll
- Persons performing work under the organization's control, including contractors and agency staff Correct answer.
- Only personnel working inside the organization's own premises
- Only employees holding a permanent contract with the organization
Explanation
ISO 45001 defines workers broadly as persons performing work under the control of the organization, which explicitly includes contractors, temporary and agency personnel, and self-employed persons where relevant. The definition is not limited by contract type or workplace location.
Question 4Fundamental principles and concepts of OH&S and OH&S MS
Which statement best describes the relationship between ISO 45001 and other management system standards such as ISO 9001 and ISO 14001?
- ISO 45001 shares the harmonized high-level structure, allowing easier integration of the systems Correct answer.
- ISO 45001 replaces the requirements of ISO 9001 and ISO 14001 for certified organizations
- ISO 45001 uses a completely different clause structure to prevent any integration
- ISO 45001 forbids organizations from holding more than one management system certificate
Explanation
ISO 45001 follows the harmonized structure, common text and common terms used by other ISO management system standards. This enables organizations to align or integrate their OH&S system with quality and environmental systems rather than running disconnected systems.
Question 5Fundamental principles and concepts of OH&S and OH&S MS
In ISO 45001 terminology, what is a 'hazard'?
- An event that has already caused an injury
- The likelihood that harm will occur
- A legal penalty imposed after an incident
- A source of potential injury and ill health Correct answer.
Explanation
The standard defines a hazard as a source with a potential to cause injury and ill health. It is the source itself, distinct from risk, which combines the likelihood of occurrence with the severity of the harm.
Question 6Fundamental principles and concepts of OH&S and OH&S MS
How does ISO 45001 define 'risk' in the OH&S context?
- The documented procedure used to report an accident
- The total number of incidents recorded in a financial year
- The combination of the likelihood of occurrence of a work-related hazardous event and its severity Correct answer.
- Any source that could potentially cause injury or ill health
Explanation
OH&S risk is the combination of the likelihood of occurrence of a work-related hazardous event or exposure and the severity of injury and ill health that can be caused. This two-element definition underpins how risk is assessed and prioritized.
Question 7Fundamental principles and concepts of OH&S and OH&S MS
What is the meaning of 'consultation' as required by ISO 45001?
- Informing workers about decisions after they have been finalized
- Delegating decision-making authority to worker representatives
- Seeking workers' views before a decision is made, with the intent to consider them Correct answer.
- Obtaining written consent from workers for every operational change
Explanation
Consultation means seeking views before a decision is taken and considering those views in the decision. It differs from communication, which is about sharing information, and from participation, which involves workers in decision-making.
Question 8Fundamental principles and concepts of OH&S and OH&S MS
Which of the following is an example of a 'documented information' requirement rather than an operational control?
- Conducting a toolbox talk before a high-risk task
- Maintaining a record of OH&S training completed by each worker Correct answer.
- Issuing personal protective equipment at the start of a shift
- Inspecting a scaffold before it is used
Explanation
Records of training are documented information that must be retained to demonstrate competence and system performance. The other options are operational activities performed to control hazards, even though they may later generate records.
Question 9Fundamental principles and concepts of OH&S and OH&S MS
An organization introduces a new chemical and checks whether its existing risk assessment and controls still apply before use. Which principle of ISO 45001 does this best illustrate?
- The process for identifying legal and other requirements
- Management review of the OH&S management system
- The hierarchy of controls applied to changing situations Correct answer.
- The requirement to retain documented information on incidents
Explanation
When introducing a new hazard the organization must manage change and apply the hierarchy of controls, verifying that existing controls remain adequate. This is the preventive, risk-based logic of the standard rather than a review or record-keeping activity.
Question 10Fundamental principles and concepts of OH&S and OH&S MS
According to the hierarchy of controls in ISO 45001, which measure should be preferred first?
- Posting warning signage
- Providing personal protective equipment
- Training workers in safe behaviour
- Eliminating the hazard Correct answer.
Explanation
Elimination sits at the top of the hierarchy because removing the hazard removes the risk entirely. Lower-order measures such as signage, training and PPE rely on human behaviour or barriers and should be used only when higher-order controls are not practicable.
Question 11Fundamental principles and concepts of OH&S and OH&S MS
A worker notices a damaged guard on a machine and reports it through the organization's process; the guard is replaced the same day. Which pair of ISO 45001 concepts does this sequence illustrate?
- Outsourcing and procurement control
- Legal compliance evaluation and certification
- Participation of workers and prompt action on reported hazards Correct answer.
- Management review and internal audit
Explanation
Worker participation includes the ability to report hazards and hazardous situations, and the organization must act on such reports without undue delay. The rapid replacement of the guard demonstrates the responsive handling of a reported hazard.
Question 12Fundamental principles and concepts of OH&S and OH&S MS
Which statement correctly distinguishes 'incident' from 'nonconformity' in ISO 45001?
- An incident is a failure to meet a requirement, while a nonconformity is always an injury
- Incidents and nonconformities are identical terms in the standard
- An incident is an occurrence arising out of work that could or does result in injury, while a nonconformity is a failure to meet a requirement Correct answer.
- An incident always results in lost time, while a nonconformity never affects workers
Explanation
An incident is a work-related occurrence that could have caused, or did cause, injury and ill health, including near misses. A nonconformity is a failure to fulfil a requirement, so an incident may or may not also be a nonconformity.
Question 13Fundamental principles and concepts of OH&S and OH&S MS
What is 'OH&S opportunity' in the ISO 45001 framework?
- A financial discount offered by an insurer after an audit
- A circumstance that could lead to improvement of OH&S performance Correct answer.
- A legal exemption granted for a high-risk activity
- A guarantee that a hazard has been permanently removed
Explanation
OH&S opportunities are circumstances or sets of circumstances that can lead to improvement of OH&S performance, for example by adapting work organization or introducing new technology. They are positive, improvement-oriented counterparts to risks.
Question 14Fundamental principles and concepts of OH&S and OH&S MS
An organization sets a target to reduce reported musculoskeletal complaints among warehouse staff by 20 percent within a year. In ISO 45001 terms, what is this target?
- An internal audit criterion
- A hazard identification method
- An OH&S objective Correct answer.
- A legal requirement
Explanation
OH&S objectives are measurable results to be achieved that relate to improving OH&S performance. A quantified reduction target with a timeframe fits the requirement to establish objectives at relevant functions and levels.
Question 15Fundamental principles and concepts of OH&S and OH&S MS
Which statement best reflects the 'plan-do-check-act' cycle as applied to an OH&S management system?
- Planning establishes objectives and processes, implementation executes them, checking monitors results, and acting improves performance Correct answer.
- The cycle applies only to environmental aspects and not to OH&S hazards
- Planning is optional for small organizations, while checking is mandatory
- The cycle ends once certification has been achieved
Explanation
The standard is built on the PDCA cycle: plan by establishing objectives and processes, do by implementing, check by monitoring and measuring against policy, and act by taking actions for continual improvement. The cycle is continuous and applies to all organizations.
Question 16Fundamental principles and concepts of OH&S and OH&S MS
Why does ISO 45001 require the organization to consider 'other requirements' in addition to legal requirements?
- Because other requirements replace legal requirements when they are stricter
- Because other requirements are optional suggestions with no binding effect
- Because the organization may commit itself to additional obligations such as group policies, standards or agreements that it must then fulfil Correct answer.
- Because legal requirements only apply to large organizations
Explanation
Legal requirements are mandatory, but organizations may also adopt their own commitments, such as corporate standards, collective agreements or industry charters. Once adopted, these other requirements must be fulfilled and considered in the compliance evaluation process.
Question 17Fundamental principles and concepts of OH&S and OH&S MS
A manager argues that because an injury-free record has been achieved for two years, hazard identification can be reduced. How should this be evaluated against ISO 45001 principles?
- The argument is valid because hazard identification is only required after an incident
- The argument is valid only if the workforce has fewer than fifty workers
- The argument is valid because a good record proves that risks are controlled
- The argument is flawed because absence of incidents does not prove absence of hazards and proactive identification must continue Correct answer.
Explanation
ISO 45001 requires proactive, ongoing hazard identification, since a good incident record may reflect under-reporting or luck rather than effective control. Reactive reliance on past outcomes undermines the preventive intent of the system.
Question 18Fundamental principles and concepts of OH&S and OH&S MS
Which of the following best expresses the concept of 'continual improvement' in ISO 45001?
- Maintaining performance at exactly the same level over time
- A one-off project to correct all findings raised by the certification body
- Replacing the OH&S policy whenever a new manager is appointed
- Recurring activity to enhance OH&S performance, achieved through the use of the management system Correct answer.
Explanation
Continual improvement is defined as recurring activity to enhance performance, and in ISO 45001 it is achieved by using the management system. It is an ongoing process rather than a single corrective project or a static state.
Question 19Fundamental principles and concepts of OH&S and OH&S MS
What does 'context of the organization' require an organization to determine under ISO 45001?
- External and internal issues relevant to its purpose, and the needs and expectations of workers and other interested parties Correct answer.
- The exact number of contractors to be hired in the next year
- The market share of competitors in the same industry
- Only the financial resources available for safety equipment
Explanation
Clause 4.1 requires the organization to determine external and internal issues relevant to its purpose, and clause 4.2 requires determining the relevant interested parties and their needs and expectations. These elements shape the scope and design of the OH&S management system.
Question 20Fundamental principles and concepts of OH&S and OH&S MS
A contractor working under the organization's control is exposed to a hazard created by the organization's process. Who is responsible for managing that OH&S risk under ISO 45001?
- The contractor alone, because the contractor employs its own staff
- The regulator, which inspects the site
- The organization, which must control the work and coordinate with the contractor Correct answer.
- The client who commissioned the project
Explanation
The organization must ensure that processes, activities and functions outsourced or performed by contractors are controlled, and it must coordinate with contractors on hazards. Responsibility cannot be transferred simply because another party employs the affected workers.
Question 21Fundamental principles and concepts of OH&S and OH&S MS
Which statement correctly describes the role of a 'near miss' in ISO 45001?
- It is an incident that could have resulted in injury and must be reported and investigated Correct answer.
- It is recorded solely for insurance purposes
- It is excluded from the incident definition because no harm occurred
- It is treated as a nonconformity only if a regulator observes it
Explanation
An incident includes occurrences that could have resulted in injury and ill health, so near misses fall within the definition. Reporting and investigating them provides learning opportunities before actual harm occurs.
Question 22Fundamental principles and concepts of OH&S and OH&S MS
What is the purpose of the OH&S policy in the management system?
- To list every hazard present at each work station
- To provide a framework for setting OH&S objectives and a commitment to prevent injury and ill health Correct answer.
- To document individual worker training certificates
- To record the results of each internal audit
Explanation
The OH&S policy sets direction and includes commitments to provide safe and healthy working conditions, fulfil legal requirements and continually improve, and it provides the framework for setting objectives. It is a high-level statement rather than a detailed register.
Question 23Fundamental principles and concepts of OH&S and OH&S MS
Which of the following best describes the requirement for worker participation in ISO 45001?
- Workers participate only when a regulator requests it
- Workers are consulted and given the means, time and training to participate in OH&S decision-making Correct answer.
- Workers participate only through the HR department
- Workers are informed of decisions but do not influence them
Explanation
The standard requires mechanisms, time, training and resources for participation, and consultation with workers at all applicable levels. Participation goes beyond being informed and includes involvement in hazard identification and incident investigation.
Question 24Fundamental principles and concepts of OH&S and OH&S MS
An organization decides to apply a new administrative procedure instead of an engineering control because the engineering option is costly. How does ISO 45001 address this decision?
- The decision is irrelevant because the standard prescribes specific controls
- The hierarchy of controls should be applied, and lower-order controls are acceptable only when higher-order controls are not practicable Correct answer.
- Administrative controls are always preferred over engineering controls
- Cost alone justifies any control choice, so the decision is acceptable
Explanation
The hierarchy of controls guides selection, and the organization must use the highest practicable level of control. Cost may be a factor in determining practicability, but it does not automatically justify skipping engineering solutions.
Question 25Fundamental principles and concepts of OH&S and OH&S MS
Which pair of terms correctly reflects the ISO 45001 relationship between 'monitoring' and 'measurement'?
- Measurement is optional and monitoring is prohibited
- Monitoring is only for legal requirements, while measurement is only for objectives
- Monitoring replaces the need for internal audit
- Monitoring observes the state, while measurement determines a value, and both support performance evaluation Correct answer.
Explanation
Monitoring determines the status of a system, process or activity, while measurement determines a value, and both are used to evaluate OH&S performance. They support, but do not replace, internal audit and management review.
Question 26Fundamental principles and concepts of OH&S and OH&S MS
In ISO 45001, which term describes a source or situation with a potential to cause harm in the form of injury and ill health?
- Incident
- Risk
- Hazard Correct answer.
- Nonconformity
Explanation
ISO 45001 treats a hazard as the source or situation with potential to cause injury and ill health, while risk is the combination of the likelihood of the hazardous event and its severity. The two concepts are therefore linked but distinct: hazards exist independently of how likely they are to cause harm.
Question 27Fundamental principles and concepts of OH&S and OH&S MS
An organization defines an OH&S objective to eliminate manual lifting of heavy crates in a packing area within one year. Which characteristic must this objective have to meet ISO 45001 requirements?
- It must be recorded only in the management review minutes rather than communicated
- It must be expressed solely in financial terms to allow budget allocation
- It must be measurable and monitored, with progress tracked against a defined timeframe Correct answer.
- It must be approved by the external certification body before implementation
Explanation
OH&S objectives must be measurable, monitored, communicated, and updated as appropriate, and they must be consistent with the OH&S policy. Setting a defined timeframe and means of evaluation allows the organization to track whether the objective is being achieved.
Question 28Fundamental principles and concepts of OH&S and OH&S MS
During an internal audit, an auditor finds that a permit-to-work procedure exists in writing but supervisors routinely allow hot work without issuing permits. How should this situation be characterized under ISO 45001?
- A nonconformity, because a documented requirement is not being fulfilled in practice Correct answer.
- A hazard identification exercise, because the audit revealed a new risk
- An OH&S opportunity, because the procedure can be simplified
- A management review input, because only top management can judge the failure
Explanation
A nonconformity is a failure to meet a requirement, and the organization's own permit-to-work procedure constitutes such a requirement. The gap between the documented process and actual practice is a nonconformity requiring correction and corrective action.
Question 29Fundamental principles and concepts of OH&S and OH&S MS
A worker declines to use newly supplied cut-resistant gloves, arguing they are uncomfortable, and continues cutting with a knife. Which statement best reflects how ISO 45001 expects the organization to address this?
- Record the refusal as an incident and take no further action until an injury occurs
- Investigate why the control is not accepted and address the underlying cause, including worker consultation on suitable alternatives Correct answer.
- Remove the gloves from the process, because controls that workers resist cannot be relied upon
- Take disciplinary action only, since the control has already been selected through the hierarchy of controls
Explanation
ISO 45001 requires consultation and participation of workers in the development and review of controls, and expects the organization to determine why controls are ineffective in practice. Addressing the underlying cause, such as poor fit or suitability, is more consistent with a preventive approach than simply enforcing the measure.
Question 30Initiation of an OH&S MS implementation
An organization is beginning to implement an OH&S management system based on ISO 45001. Which activity best represents the first step in understanding the context of the organization?
- Calculating the cost of personal protective equipment for the coming year
- Selecting a certification body to conduct the stage 1 audit
- Determining the external and internal issues relevant to its purpose and OH&S objectives Correct answer.
- Scheduling internal audits for the next twelve months
Explanation
Clause 4.1 requires the organization to determine external and internal issues relevant to its purpose and that affect its ability to achieve the intended outcomes of the OH&S management system. This context analysis underpins later decisions on scope, interested parties, and risks. Costing PPE, audit scheduling, and choosing a certification body are downstream or unrelated activities.
Question 31Initiation of an OH&S MS implementation
During initial planning, a company lists workers, contractors, visitors, and regulators as parties that could affect or be affected by its OH&S management system. Which clause of ISO 45001 is being addressed?
- Operational planning and control
- Performance evaluation
- Interested parties Correct answer.
- Management review
Explanation
Clause 4.2 requires the organization to determine the interested parties relevant to the OH&S management system and their relevant needs and expectations. Workers, contractors, visitors, and regulators are classic examples of such parties. Management review, operational control, and performance evaluation occur later and address different requirements.
Question 32Initiation of an OH&S MS implementation
An organization is defining the scope of its OH&S management system. Which consideration is explicitly required when establishing that scope?
- The market share of the organization's main product
- The external and internal issues identified in the context analysis Correct answer.
- The annual training budget allocated to managers
- The number of employees in each department
Explanation
Clause 4.3 requires the scope to be available as documented information and to take into account the external and internal issues identified under clause 4.1, the requirements of interested parties, and the organization's work-related activities. Employee counts, market share, and training budgets are not required inputs to scope determination.
Question 33Initiation of an OH&S MS implementation
A newly formed organization wants to establish its OH&S policy as part of initiating the management system. Which element must the OH&S policy include?
- A statement of the organization's projected revenue growth
- A detailed schedule of all future internal audits
- A commitment to provide safe and healthy working conditions for the prevention of work-related injury and ill health Correct answer.
- A list of every hazard identified in the workplace register
Explanation
Clause 5.2 requires the OH&S policy to include commitments to provide safe and healthy working conditions for the prevention of work-related injury and ill health, to fulfil legal and other requirements, and to continual improvement. A hazard register, audit schedule, and revenue projections are not required policy content.
Question 34Initiation of an OH&S MS implementation
When initiating the OH&S management system, an organization must identify hazards. Which of the following is a required input to hazard identification under ISO 45001?
- How work is organized, including the design of work areas and processes Correct answer.
- The preferred supplier for office furniture
- The organization's advertising strategy
- The salary bands of senior managers
Explanation
Clause 6.1.2.1 requires hazard identification to consider how work is organized, social factors, leadership, and the design of work areas, processes, installations, machinery, and equipment. Advertising strategy, salary bands, and furniture supplier preferences are not required inputs.
Question 35Initiation of an OH&S MS implementation
An organization is establishing processes to identify and access up-to-date legal and other OH&S requirements. What must it determine when doing so?
- Whether compliance with the requirements can be postponed until certification
- Which requirements can be removed from the system to reduce costs
- How these requirements apply to the organization and what needs to be communicated and implemented Correct answer.
- Whether the requirements can be delegated entirely to a contractor
Explanation
Clause 6.1.3 requires the organization to establish, implement, and maintain a process to identify and access up-to-date legal and other requirements, and to determine how they apply and what needs to be communicated and implemented. Legal obligations cannot be delegated wholesale, postponed, or selectively removed.
Question 36Initiation of an OH&S MS implementation
Before implementing controls, an organization is required to plan actions to address its OH&S risks and opportunities. Which statement describes a required aspect of this planning?
- Actions must be integrated into the OH&S management system processes and evaluated for effectiveness Correct answer.
- Actions must be reviewed only after an incident occurs
- Actions must be limited to hazards with a high injury severity
- Actions must be documented only if a regulator requests them
Explanation
Clause 6.1.4 requires the organization to plan actions to address risks and opportunities, integrate them into the OH&S management system processes, and evaluate their effectiveness. Documentation is not solely regulator-driven, planning is not limited to high-severity hazards, and review is not deferred until incidents occur.
Question 37Initiation of an OH&S MS implementation
An organization is setting OH&S objectives during initial implementation. Which characteristic is required of these objectives?
- They must be measurable, monitored, and consistent with the OH&S policy Correct answer.
- They must apply only to the production department
- They must be revised only at the certification audit
- They must be kept confidential from workers
Explanation
Clause 6.2 requires OH&S objectives to be consistent with the OH&S policy, measurable where practicable, monitored, communicated, and updated as appropriate. Objectives are not confidential from workers, are not department-specific by default, and are not revised only at certification audits.
Question 38Initiation of an OH&S MS implementation
Top management is establishing its role during the initiation of the OH&S management system. Which responsibility belongs specifically to top management under ISO 45001?
- Taking overall responsibility and accountability for the prevention of work-related injury and ill health Correct answer.
- Performing all internal audits of the system
- Conducting every hazard identification walkthrough personally
- Writing all operational control procedures without delegation
Explanation
Clause 5.1 states that top management must take overall responsibility and accountability for the prevention of work-related injury and ill health and for providing safe and healthy workplaces. It may delegate activities such as walkthroughs, procedure writing, and audits, but not overall accountability.
Question 39Initiation of an OH&S MS implementation
An organization is defining worker consultation and participation arrangements at the start of implementation. Which arrangement meets the ISO 45001 requirement?
- Limiting participation to annual toolbox talks
- Providing workers with the time, training, and resources needed to participate effectively Correct answer.
- Consulting workers only after decisions have been finalized
- Restricting consultation to managers at head office
Explanation
Clause 5.4 requires the organization to provide mechanisms, time, training, and resources necessary for consultation and participation, and to remove barriers that could inhibit participation. Restricting consultation, consulting only after decisions, and limiting participation to toolbox talks fall short of these requirements.
Question 40Initiation of an OH&S MS implementation
An organization is planning the resources needed for its OH&S management system. Which action reflects the requirement of clause 7.1?
- Reallocating all safety funds to marketing until certification is achieved
- Deferring resource decisions until the first nonconformity arises
- Assuming existing staff will absorb OH&S duties without adjustment
- Determining and providing the resources needed to establish, implement, maintain, and continually improve the system Correct answer.
Explanation
Clause 7.1 requires the organization to determine and provide the resources needed to establish, implement, maintain, and continually improve the OH&S management system. Diverting funds, assuming unplanned absorption of duties, and deferring decisions until nonconformities arise do not meet this requirement.
Question 41Initiation of an OH&S MS implementation
When establishing competence requirements during implementation, what must the organization determine for workers whose activities affect or may affect OH&S performance?
- The necessary competence, and actions to acquire or maintain it and evaluate its effectiveness Correct answer.
- The workers' membership in social clubs
- The workers' personal hobbies and outside interests
- The workers' preferred shift patterns
Explanation
Clause 7.2 requires the organization to determine the necessary competence of workers whose activities affect or may affect OH&S performance, ensure they are competent, and take actions to acquire competence and evaluate the effectiveness of those actions. Personal interests, shift preferences, and club memberships are irrelevant.
Question 42Initiation of an OH&S MS implementation
An organization is planning its communication processes for the OH&S management system. Which element must these processes determine?
- Only the frequency of board meetings
- Only the language used in signage
- What, when, with whom, and how to communicate Correct answer.
- Only the format of external press releases
Explanation
Clause 7.4 requires the organization to determine what it needs to communicate, when, with whom, and how, and to take into account diversity aspects such as language and culture. Limiting communication processes to press releases, board meetings, or signage alone does not satisfy this requirement.
Question 43Initiation of an OH&S MS implementation
An organization is deciding how much documented information to create when initiating its OH&S management system. Which principle applies?
- Documented information must be created for every conceivable activity regardless of need
- Documented information must be created to the extent necessary for the effectiveness of the system Correct answer.
- Documented information must be limited to a single page to stay lean
- Documented information must be identical to a competitor's manual
Explanation
Clause 7.5 requires documented information to be created and updated to the extent necessary for the effectiveness of the OH&S management system. It is neither exhaustive for every activity nor arbitrarily limited to one page, and it should reflect the organization's own system rather than copying another's.
Question 44Initiation of an OH&S MS implementation
An organization is establishing operational planning and control at the start of implementation. Which approach aligns with ISO 45001?
- Establishing criteria for processes and implementing control of these processes in line with the criteria Correct answer.
- Allowing each worker to choose controls without any criteria
- Relying solely on personal protective equipment for all hazards
- Controlling only processes performed by permanent employees
Explanation
Clause 8.1 requires the organization to establish criteria for processes and implement control of the processes in accordance with the criteria, using a hierarchy of controls. Unstructured worker choice, PPE-only reliance, and excluding contractor or temporary processes do not meet the requirement.
Question 45Initiation of an OH&S MS implementation
An organization is preparing for emergency situations as part of initiating the OH&S management system. Which activity is required?
- Waiting for a real emergency to learn what to do
- Assigning emergency planning to external parties without involvement
- Planning and testing planned responses to potential emergency situations Correct answer.
- Restricting emergency planning to fire scenarios only
Explanation
Clause 8.2 requires the organization to plan and test planned responses to potential emergency situations, including first aid, and to provide relevant information and training. Waiting for real events, limiting planning to fire, or fully outsourcing without involvement does not meet the requirement.
Question 46Initiation of an OH&S MS implementation
An organization is setting up monitoring and measurement during initial implementation. Which requirement applies to measuring equipment when used?
- It must be calibrated or verified, and maintained as appropriate Correct answer.
- It must be replaced annually regardless of condition
- It must be operated only by external consultants
- It must be excluded from documented information
Explanation
Clause 9.1 requires that monitoring and measuring equipment be calibrated or verified as applicable, and maintained and used appropriately. Annual replacement regardless of condition, exclusive consultant operation, and exclusion from documentation are not required and may be inappropriate.
Question 47Initiation of an OH&S MS implementation
An organization is establishing its internal audit programme as part of system initiation. What must the audit programme consider?
- Only the budget allocated to auditing
- Only the number of employees in each department
- The importance of the processes concerned and the results of previous audits Correct answer.
- Only the availability of the lead auditor
Explanation
Clause 9.2 requires the internal audit programme to consider the importance of processes, changes affecting the organization, and the results of previous audits. Auditor availability, headcount, and budget alone are insufficient considerations.
Question 48Initiation of an OH&S MS implementation
Top management is preparing for its first management review after implementing the OH&S management system. Which input is required?
- The status of actions from previous management reviews Correct answer.
- The preferred brands of safety footwear
- The personal performance ratings of individual workers
- The marketing department's sales forecast
Explanation
Clause 9.3 lists required management review inputs, including the status of actions from previous management reviews, changes in issues, worker consultation, and performance information. Individual ratings, sales forecasts, and footwear brand preferences are not required inputs.
Question 49Initiation of an OH&S MS implementation
An organization is planning actions to continually improve its OH&S management system from the outset. Which approach reflects the requirement of clause 10.3?
- Improving only the appearance of the workplace without changing processes
- Postponing all improvement until after certification
- Limiting improvement to reducing documentation volume
- Continually improving the suitability, adequacy, and effectiveness of the system to enhance OH&S performance Correct answer.
Explanation
Clause 10.3 requires the organization to continually improve the suitability, adequacy, and effectiveness of the OH&S management system to enhance OH&S performance. Cosmetic changes, postponement until certification, and documentation reduction alone do not constitute the required continual improvement.
Question 50Initiation of an OH&S MS implementation
An organization is determining how to address risks and opportunities during initial planning. Which action is consistent with the intended outcomes of the OH&S management system?
- Ensuring the system eliminates all workplace hazards permanently
- Ensuring the system removes the need for worker consultation
- Ensuring the system achieves continual improvement of OH&S performance Correct answer.
- Ensuring the system replaces legal requirements with internal preferences
Explanation
Clause 6.1.4 and the intended outcomes of the OH&S management system focus on continual improvement of OH&S performance, fulfilment of legal requirements, and achievement of OH&S objectives. Eliminating all hazards permanently, replacing legal requirements, and removing consultation are not realistic or required outcomes.