Regulations and Market Practice (Kenya) case studies
Regulations and Market Practice (Kenya) · Put your knowledge to work in context.
Regulations and Market Practice (Kenya) is a professional examination that tests whether a candidate can apply Kenyan financial-sector rules to realistic workplace situations. It suits compliance officers, risk and audit staff, operations and settlement personnel, relationship managers, legal counsel moving into financial services, and graduates entering banks, brokers, fund managers or fintechs. The Regulations and Market Practice (Kenya) case studies are 5 cases and about 3,906 words.
1One Group, Four Regulators, One Super App
Kijabe Holdings Ltd is a Nairobi family office. It owns 100% of Kijabe Bank (a Tier 2 commercial bank), 62% of Kijabe SACCO (deposit-taking), 100% of Kijabe Remit (licensed money remittance), and 35% of Kijabe Advisory (CMA-licensed investment adviser).
862 words, about 4 min2Fractional Shares, Omnibus Custody and a Home-Grown Secondary Market
Shilingi Invest Ltd is a Nairobi startup with 8,000 retail users. It offers 'fractional shares' in US-listed ETFs from KES 500, pools orders, and holds assets through a US broker's omnibus nominee account.
775 words, about 4 min3The Tier 3 Microfinance Bank's Liquidity Squeeze
Mwangaza Microfinance Bank is a Tier 3 deposit-taking MFB with 14 branches and KES 2.8 billion in deposits. Its audited capital adequacy ratio is 8.1% against the 10% minimum, and liquidity ratio is 17% against 20%.
746 words, about 4 min4The Remittance Corridor and the Name Match
SafariSend is a CBK-licensed money remittance provider. Over three months, a customer, Halima Yusuf, receives 14 inbound transfers from three UAE-based senders, each between USD 9,200 and USD 9,800, into her wallet and bank account.
745 words, about 4 min5The Listed Bank's Cyber Breach and the CFO's Dinner
Tembo Bank Ltd is listed on the NSE. On Friday, its fraud team discovers that a vendor exposed 40,000 customer records, including IDs and loan balances, and that a junior treasury dealer lost KES 60 million on unauthorized FX positions.
778 words, about 4 min