PPB Pharmacist Pre-registration Exam study materials
PPB Pharmacist Pre-registration Exam study resources

PPB Pharmacist Pre-registration Exam cheat sheet

PPB Pharmacist Pre-registration Exam · Keep the key ideas within reach.

Quick reference

Registration and Marketing Authorisation (MA)

  • A marketing authorisation (MA) is granted per product, per pharmaceutical form, per strength, and per presentation; any change to these particulars requires a variation or a new application.

  • Full (standalone) applications must contain a complete CTD Module 3 quality dossier plus non-clinical (Module 4) and clinical (Module 5) data; no reliance on a comparator product is permitted.

  • Abridged applications rely on bibliographic data or a hybrid/generic route; a generic must demonstrate essential similarity to a reference product and bioequivalence unless a biowaiver criterion applies.

  • The Common Technical Document has five modules: 1 regional administrative, 2 quality summaries, 3 quality, 4 non-clinical, 5 clinical; Module 1 content differs by jurisdiction.

  • Assessment clocks are typically split into validation, primary assessment (around 120-150 working days), and secondary assessment; the applicant's response time to a list of questions is excluded from the clock.

  • A validated application must be decided within the statutory timeline; a negative decision must state grounds and the applicant has a right of review or appeal within a defined period.

  • Fixed-combination products require justification of the combination (additivity, dose rationale) and, where relevant, a biowaiver or bioequivalence study against the combination rather than each single agent.

  • Orphan or priority-review designations shorten assessment timelines but do not waive quality, safety, or efficacy requirements; designation is granted before or during assessment, not after.

Quick reference

Licensing

  • A premises licence is site-specific and activity-specific: wholesale, retail, import, export, and manufacturing each require separate authorisation or endorsement.

  • A Responsible Person (RP) for wholesale distribution must hold a pharmacy or relevant scientific degree and have demonstrable experience; the RP's name is recorded on the licence and changes must be notified.

  • Good Distribution Practice (GDP) requires temperature mapping of storage areas, validated cold chain, qualification of suppliers and customers, and a documented recall procedure.

  • Licences are time-limited in many jurisdictions (often one to five years) and renewal requires evidence of continued compliance, not merely payment of a fee.

  • A licence holder must notify the authority of changes to the responsible person, registered address, or scope of activities within a defined period, typically 14-30 days.

  • Manufacturing licences name authorised dosage forms and the named qualified person (QP) who certifies each batch for release; batch certification cannot be delegated to an unqualified person.

  • Licensing inspections may be announced or unannounced; refusal to permit entry is itself a ground for suspension or revocation.

  • Import/export licences require verification of the overseas manufacturer's GMP status and, for unapproved products, a named-patient or special-access pathway.

Quick reference

Good Pharmacy Practice

  • Good Pharmacy Practice requires that the pharmacist's role be patient-centred: assessment of the presenting condition, selection of therapy, counselling, and follow-up, not merely dispensing.

  • A prescription must be validated for legality (prescriber authority, date, patient identifiers, drug, dose, directions) before dispensing; incomplete or forged prescriptions must not be dispensed.

  • Dispensing errors are managed through a documented standard operating procedure covering detection, quarantine of the affected batch, patient contact, and reporting.

  • The seven rights of medicines administration (right patient, medicine, dose, route, time, documentation, reason) are the standard checking framework for dispensing.

  • Extemporaneous preparations require a documented master formula, a worksheet per preparation, and a beyond-use date justified by stability data or published references.

  • Counselling must cover dose, frequency, duration, key adverse effects, interactions with food or alcohol, and storage; a record of the counselling should be retained.

  • Prescription retention periods vary (commonly two years for private prescriptions, longer for controlled drugs); controlled-drug registers must be kept current and reconciled.

  • Pharmacists must apply a triage rule: refer to a prescriber when red-flag symptoms, pregnancy, paediatrics, or significant comorbidity are present rather than treat empirically.

Quick reference

Training & Continuing Professional Development (CPD)

  • CPD is a cycle: reflection on practice, identification of learning needs, planning, action, and documented evaluation of the effect on practice.

  • A CPD record must state what was learned and how it changed practice; attendance certificates alone do not satisfy the requirement.

  • Typical annual CPD requirements range from 20 to 40 hours or credits, with a proportion required to be verifiable or accredited.

  • Pre-registration training requires a defined supervised period (commonly 52 weeks or equivalent) plus a competency portfolio signed off by the tutor.

  • Accredited providers must map learning outcomes to the competency framework and declare any commercial sponsorship or conflict of interest.

  • Mandatory topics (e.g., safeguarding, infection control, pharmacovigilance) are usually set by the regulator and are additional to elective CPD.

  • CPD records are subject to audit; a random sample of registrants is asked to submit records, and failure to produce them can lead to conditions on registration.

  • Trainers/tutors must themselves be registered and trained in assessment; the tutor-to-trainee ratio and supervision level are set by the regulator.

Quick reference

Regulatory Inspections

  • Inspection types include routine/periodic, triggered/for-cause, follow-up, and pre-authorisation inspections; each has a different scope and notice period.

  • GMP inspection findings are graded critical, major, or minor; a critical finding indicates a real or potential risk of harm and normally leads to suspension or refusal of a licence.

  • A CAPA (corrective and preventive action) plan must address root cause, not just the observed defect, with named owners and completion dates.

  • Inspectors may take samples, photocopy records, and interview staff; the inspection report is the formal record and the company has a defined period to respond.

  • Risk-based inspection frequency considers product type (sterile, biological), prior compliance history, and complexity of the site; a poor history shortens the interval.

  • Data integrity is assessed against ALCOA+ (attributable, legible, contemporaneous, original, accurate, complete, consistent, enduring, available); audit trails must be enabled and reviewed.

  • A close-out letter or certificate is issued only after the CAPA evidence is accepted; an inspection is not closed by submission of the plan alone.

  • Mutual recognition of inspections between authorities depends on equivalence assessment; a foreign inspection report may be accepted but does not automatically replace a national licence.

Quick reference

Clinical Trials

  • A clinical trial requires prior authorisation from the competent authority and a favourable opinion from an independent ethics committee before any participant is enrolled.

  • Informed consent must be obtained before any trial-related procedure, be documented, and be re-obtained if the protocol or risk profile changes materially.

  • The sponsor must report serious adverse events (SAEs) to the authority within defined timelines (commonly 7 days for fatal/life-threatening, 15 days for other serious events).

  • An annual safety report and a development safety update report (DSUR) summarise accumulating safety data for the investigational product.

  • Substantial amendments to the protocol require authorisation or notification before implementation, except urgent safety measures, which must be notified promptly afterwards.

  • Good Clinical Practice requires a trial master file, source document verification, monitoring, and an audit trail linking source data to the case report form.

  • Trial registration in a public registry before first enrolment is a condition of publication and, in many jurisdictions, of authorisation.

  • The sponsor must notify trial end and submit a summary of results within a defined period (often one year) after the end of the trial.

Quick reference

Market Surveillance and Control

  • Post-market surveillance combines spontaneous reporting, periodic safety update reports, and active surveillance such as cohort event monitoring.

  • A recall is classified by health hazard: Class I (serious harm or death likely), Class II (temporary or reversible harm), Class III (unlikely to cause harm); class drives urgency and communication.

  • Recall effectiveness is measured by the proportion of affected units accounted for; a target recovery rate is set and a low rate escalates the action.

  • A product defect report should capture batch number, expiry, nature of defect, quantity distributed, and distribution list so that stock can be traced.

  • Suspected substandard or falsified products must be reported to the authority and the WHO global surveillance system; they must be quarantined and not returned to stock.

  • Market surveillance sampling is risk-based and targeted at products with prior defects, complex manufacturing, or high volume; results feed the inspection programme.

  • A marketing authorisation holder must maintain a batch record and distribution record for the retention period so that a recall can be executed within hours.

  • Enforcement options escalate from warning letter to suspension, revocation, seizure, and prosecution; proportionality and public health risk determine the level.

Quick reference

Vigilance (Pharmacovigilance)

  • An individual case safety report (ICSR) requires four elements: an identifiable patient, an identifiable reporter, a suspect product, and an adverse event.

  • Seriousness criteria: death, life-threatening, hospitalisation or prolongation, persistent disability, congenital anomaly, or medically important event.

  • Expectedness is judged against the reference safety information (RSI) in the company core data sheet or the approved product information, not against general knowledge.

  • Expedited reporting timelines: 15 calendar days for serious unexpected suspected adverse reactions; 90 days for non-serious or non-expedited cases in many systems.

  • A signal is information suggesting a new causal association or a new aspect of a known association; it must be validated and assessed, and confirmed signals lead to labelling changes.

  • The periodic benefit-risk evaluation report (PBRER) replaces the PSUR under ICH E2C(R2), with reporting frequency set by the product's risk and approval date.

  • Risk management plans specify pharmacovigilance activities and risk-minimisation measures; their effectiveness must be evaluated, not merely implemented.

  • The qualified person for pharmacovigilance (QPPV) is responsible for the PV system and must be contactable at all times; the role cannot be outsourced without a named deputy.

Quick reference

Quality Control (Lab and Lot Release)

  • An analytical method must be validated for specificity, linearity, range, accuracy, precision, detection limit, quantitation limit, robustness, and solution stability as applicable.

  • System suitability testing is run before each analytical batch; acceptance criteria for tailing factor, theoretical plates, and %RSD must be pre-defined in the method.

  • Out-of-specification (OOS) results trigger a phase I laboratory investigation before retesting; retesting is permitted only under a written, approved plan.

  • Out-of-trend (OOT) results are investigated even when within specification, because they may indicate a process shift before failure occurs.

  • Reference standards must be qualified against a primary standard; working standards are re-quantified and assigned an expiry.

  • Stability studies use ICH climatic zones: Zone I/II (21°C/45% RH, 25°C/60% RH), Zone III (30°C/35% RH), Zone IVa/IVb (30°C/65% RH or 30°C/75% RH).

  • Accelerated stability is 40°C/75% RH for six months; a significant change (e.g., 5% assay change) triggers intermediate condition testing.

  • Lot release by an official control laboratory applies to biologics and vaccines in many jurisdictions; the national control laboratory issues a release certificate per batch.

Quick reference

Online Systems

  • Electronic records must comply with ALCOA+ and 21 CFR Part 11 or equivalent: unique user accounts, no shared logins, and access controls by role.

  • Electronic signatures must be linked to their record, show the signer's name and date/time, and be invalidated if the record is altered afterwards.

  • Audit trails must be computer-generated, time-stamped, and cannot be switched off; the trail must be reviewed as part of batch release.

  • The eCTD is the standard electronic submission format, with an XML backbone and defined module structure; lifecycle sequences must reference the previous sequence.

  • Validation of computerised systems follows a lifecycle: user requirements, functional specification, IQ/OQ/PQ, and periodic review; risk assessment determines the depth of validation.

  • Data backup and disaster recovery must be tested; restoration must be demonstrated, not assumed, and the test documented.

  • Online reporting portals for adverse events and defects require the same data quality as paper; a submission reference number must be retained.

  • Hybrid systems (paper plus electronic) are acceptable only if the complete record is retrievable and the paper-electronic link is unambiguous.