CCM Unit Trust study guide
CCM Unit Trust · Work through your exam, one topic at a time.
The CCM Unit Trust credential sits within Malaysia's capital market professional certification landscape, which is developed and delivered by the Securities Industry Development Corporation (SIDC), the learning and development arm of the Securities Commission Malaysia. SIDC describes itself as Malaysia's leading capital market learning and development institution, established in 1994, offering certification, training and examination programmes designed to enhance professional capabilities and uphold industry standards. Candidates typically pursue a unit trust certification to demonstrate competence in regulatory compliance, product and operational knowledge, marketing and distribution practices, and ethical conduct when dealing with retail investors. This independent study page is organised around four equally weighted domains: Unit Trust Regulatory Framework; Unit Trust Products and Operations; Marketing and Distribution of Unit Trusts; and Ethics and Professional Conduct. The CCM Unit Trust study guide has 4 sections and about 1,206 words.
01Unit Trust Regulatory Framework
Malaysian unit trusts are collective investment schemes whose units are securities under the Capital Markets and Services Act 2007 (CMSA). The Securities Commission Malaysia (SC) supervises the sector through the CMSA and the Guidelines on Unit Trust Funds (GUTF).
313 words, about 2 min02Unit Trust Products and Operations
Retail funds include equity, bond, money market, balanced and Islamic funds; they may be open-end (units created and redeemed) or closed-end, while wholesale funds are sold only to qualifying investors. NAV per unit = (fund assets – liabilities) ÷ units in issue.
306 words, about 2 min03Marketing and Distribution of Unit Trusts
Unit trusts reach investors through management company offices, banks, online platforms and registered Unit Trust Consultants (UTCs). A UTC must be registered with FIMM through a principal management company, may market only that principal's funds, and must never hold client money.
314 words, about 2 min04Ethics and Professional Conduct
The FIMM Code of Ethics and Rules of Professional Conduct, the CMSA and AML/CFT rules set the standards. Core duties are integrity, competence, confidentiality, fair dealing and compliance with law.
273 words, about 1 min