SIDC Module 11 study plan

Map the full SCLE syllabus into a one-page topic inventory that names every regulatory area the exam covers, including licensing, conduct, capital markets, and anti-money-laundering obligations

Define the legal hierarchy of Malaysian securities regulation by listing the Securities Commission Malaysia Act, Capital Markets and Services Act, and the SC's guidelines in the order in which they override one another

Build a personal glossary of 40 core SCLE terms with a one-line plain-language definition for each

Draft a weekly study calendar that allocates at least four of the next seven weeks to licensing and conduct topics

Explain the licensing regime under the Capital Markets and Services Act by writing out who must hold a Capital Markets Services Licence and which activities are carved out

Compare the categories of Capital Markets Services Licence and match each to a realistic firm profile

Summarise the fit-and-proper criteria the SC applies to directors and principal officers, including the disqualification grounds

Answer 30 practice questions on licensing and log every wrong answer with the reason it was wrong

Break down the SC's conduct requirements for licensed intermediaries into a checklist covering fair dealing, know-your-client, and suitability

Distinguish the client-money and trust-account rules from the firm's own operating funds, and state the segregation and reporting duties

Outline the supervisory and enforcement powers of the SC, including investigation, reprimand, and licence revocation

Write five short case scenarios and identify which conduct rule each one breaches

Consolidate weeks 1 to 3 into a single condensed revision sheet of no more than four pages

Complete a timed 50-question mock on licensing and conduct under exam conditions without notes

Categorise every missed question by root cause: unknown fact, misread question, or confused concept

Re-teach the three weakest concepts aloud or in writing as if explaining them to a new colleague

Summarise the anti-money-laundering and counter-terrorism-financing duties that apply to capital market intermediaries, including customer due diligence and suspicious transaction reporting

Map the capital markets services and products the SCLE tests, such as fund management, corporate finance advice, and dealing in securities

Explain the disclosure and prospectus obligations for offers of securities and the exemptions that apply

Answer 30 practice questions on AML and product regulation and update the error log

Explain the SC's market misconduct provisions, including insider trading, market manipulation, and false trading, with the elements that must be proven in each

Describe the role and jurisdiction of the Securities Industry Dispute Resolution Center and the appeals process against SC decisions

Compare the SC's corporate governance and audit oversight expectations for listed issuers

Write 20 original practice questions of your own on market misconduct and answer them a day later

Run a full-length timed mock covering all SCLE topics and record the score by topic area

Identify the five lowest-scoring topic areas and write a targeted one-page fix sheet for each

Rehearse the calculation-style or rule-application questions that cost the most time and set a per-question time budget

Review every flagged item from the error logs of weeks 2, 5, and 6

Revise only from the condensed sheet, fix sheets, and error log, with no new material

Complete two 40-question timed sets and aim to raise the score on each successive attempt

Recite the licensing categories, conduct rules, and misconduct elements from memory without notes

Finalise an exam-day plan covering timing per question, flagging strategy, and what to do when stuck