NY Notary study materials
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NY Notary key terms

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Notary Public

A public officer commissioned by the New York Secretary of State to act as an impartial witness: administering oaths and affirmations, taking affidavits and depositions, and certifying acknowledgments and proofs anywhere in New York State.

Related: Commission, Notarial powers
Commission

The four-year appointment issued by the Department of State that authorizes a person to act as a notary public in New York. When it expires, the person must stop notarizing until a new commission is issued.

Related: Oath of office, Revocation
Secretary of State

The state official who, through the Department of State, receives notary applications, issues and renews commissions, keeps official notary records, and may suspend or revoke a commission for misconduct after a hearing.

Related: Commission, Revocation
Qualifications for appointment

To be appointed in New York a person must be at least eighteen years old and either reside in New York, maintain a place of business in the state, or be an attorney licensed to practice in New York.

Related: Application, Oath of office
Application

The signed request for a notary commission filed with the Department of State, accompanied by the required fee, containing the applicant's information and, once approved, leading to issuance of the commission and filing of the oath.

Related: Application fee, Qualifications for appointment
Oath of office

The sworn pledge a newly commissioned notary must take and file with the Department of State within thirty days after the term begins; until it is filed the notary may not lawfully perform notarial acts.

Related: Commission, Acting without a valid commission
Statewide jurisdiction

A New York notary's authority covers the entire state, not only the county named in the commission; however, a New York notary has no authority to perform notarial acts outside New York's borders.

Related: Commission
Notarial powers

The acts a New York notary is authorized by law to perform: administering oaths and affirmations, taking affidavits and depositions, and taking acknowledgments and proofs of execution of documents.

Related: Oath, Acknowledgment, Deposition
Oath

A solemn promise made before a notary or other authorized officer, in which the speaker calls on God or a supreme being to witness the truth of the statement or the sincerity of a promise.

Related: Affirmation, Affidavit
Affirmation

A solemn declaration made under penalty of perjury by a person who declines on grounds of conscience to swear an oath; legally it has the same effect as a sworn statement.

Related: Oath
Affidavit

A written statement of facts signed by the person making it and sworn or affirmed to be true before a notary, who then attaches a jurat certifying that the oath or affirmation was given.

Related: Affiant, Jurat
Affiant

The person who signs an affidavit and swears or affirms before a notary that its contents are true; the notary identifies the affiant and administers the oath or affirmation.

Related: Affidavit
Jurat

The notary's certificate on a sworn document stating that the document was signed and sworn or affirmed before the notary on a stated date; it evidences the oath, not the truth of the contents.

Related: Affidavit, Notarial certificate
Deposition

Sworn testimony of a witness given outside a courtroom and recorded in writing before a notary or other officer authorized to administer the oath, for later use in a legal proceeding.

Related: Oath, Notarial powers
Acknowledgment

A notarial act in which a signer personally appears before the notary, states that the signature is genuine and voluntary, and the notary certifies the identity of the signer and the fact of the signing.

Related: Personally appeared, Satisfactory evidence
Proof of execution

A notarial act in which a subscribing witness personally appears before the notary and swears that he or she saw the signer execute the document and that the signer acknowledged the signature.

Related: Subscribing witness, Acknowledgment
Subscribing witness

A person who signs a document as a witness to the maker's signing and who may later appear before a notary to give sworn proof of that execution.

Related: Proof of execution
Notarial certificate

The written statement, signed by the notary and attached to or printed on the document, that records what notarial act was performed, when, and by whom.

Related: Signature requirement, Printed or typed name
Venue

The heading of a notarial certificate naming the state and county where the notarial act was performed, showing the place at which the notary was acting.

Related: Notarial certificate
Personally appeared

The recital in an acknowledgment certifying that the signer came physically before the notary on the stated date; it cannot be satisfied by mail, telephone, or another person's appearance.

Related: Acknowledgment, Satisfactory evidence
Satisfactory evidence

The identification standard for notarization: the signer must be personally known to the notary or identified by reliable documents, such as a current government-issued photo identification bearing a signature and physical description.

Related: Personally appeared, Acknowledgment
Representative capacity

The role in which a signer acts when signing for another person or entity, such as corporate officer, attorney-in-fact, guardian, or executor; the certificate must state that capacity.

Related: Acknowledgment
Unauthorized practice of law

Notary conduct that crosses into law practice, such as giving legal advice, explaining a document's legal effect, drafting documents for a customer, or deciding which document a person should use.

Related: Self-notarization
Self-notarization

Performing a notarial act on the notary's own signature or on a document in which the notary has a personal, financial, or beneficial interest; prohibited because a notary must be an impartial, disinterested witness.

Related: Unauthorized practice of law
Endorsement prohibition

A notary may not use the notary title to endorse, promote, or advertise for compensation any product, service, or person that requires a license from the state, because the title carries official public trust.

Related: Unauthorized practice of law
Acting without a valid commission

Performing notarial acts after the commission has expired, before the oath of office is filed, or while suspended. Such acts are invalid and expose the person to criminal and civil liability.

Related: Oath of office, Suspension
Signature requirement

The notary must personally sign each notarial certificate. The signature is the act that makes the certificate official; a rubber stamp, a preprinted name, or an assistant's signature cannot substitute.

Related: Notarial certificate, Printed or typed name
Official seal or stamp

New York does not require a notary to use a seal, but many notaries use an inked stamp showing the notary's name, the words "Notary Public, State of New York," and the county of qualification.

Related: Signature requirement, Printed or typed name
Printed or typed name

In addition to the signature, the notary's name must appear in printed or typed form on the certificate, so the official character and identity of the person signing as notary are clear.

Related: Signature requirement
Statutory fee cap

The maximum a New York notary may charge for a notarial act is two dollars under Executive Law section 138; demanding or accepting more than that amount is a misdemeanor.

Related: Misdemeanor
Application fee

The sixty-dollar fee that must accompany a notary application to the Department of State; the commission is not issued until the application and fee are received and approved.

Related: Application
Revocation

Permanent cancellation of a notary's commission by the Secretary of State for misconduct, such as making false certificates or charging excessive fees, after notice and an administrative hearing.

Related: Suspension, Administrative hearing
Suspension

A temporary withdrawal of a notary's authority by the Secretary of State; while suspended the person may not perform any notarial act, though the commission may later be restored.

Related: Revocation
Administrative hearing

The formal proceeding before the Department of State at which a notary may contest allegations of misconduct; the Secretary of State then decides whether to revoke, suspend, or take other action.

Related: Revocation
Misdemeanor

A criminal offense classification used for many notary violations, including charging more than the statutory fee; conviction can bring fines, imprisonment, and loss of the notary commission.

Related: Statutory fee cap, False certification
False certification

Signing a notarial certificate that states a person appeared, was sworn, or was identified when that did not happen; this is a crime and grounds for removal from office.

Related: Revocation, Misdemeanor