PEC EPE Metallurgical study materials
PEC EPE Metallurgical study resources

PEC EPE Metallurgical cheat sheet

PEC EPE Metallurgical · Keep the key ideas within reach.

Quick reference

Extractive Metallurgy (Pyrometallurgy, Hydrometallurgy, Electrometallurgy)

  • Pyrometallurgy relies on high-temperature reduction, roasting, and smelting; hydrometallurgy uses aqueous leaching, solvent extraction, and electrowinning; electrometallurgy applies electric current for electrolysis or arc heating.

  • Ellingham diagram: a metal oxide is reducible by another element whose ΔG° line lies below it at the operating temperature; CO/CO2 crossover near 710 °C explains blast-furnace indirect reduction limits.

  • Leaching rate follows the shrinking-core model; for diffusion control through a product layer, 1-3(1-x)^(2/3)+2(1-x) = kt, while chemical control gives 1-(1-x)^(1/3) = kt.

  • Cyanidation of gold: 4Au + 8NaCN + O2 + 2H2O → 4Na[Au(CN)2] + 4NaOH; typical leach pH 10-11 to suppress HCN formation.

  • Solvent extraction separates metals by distribution coefficient D = [M]org/[M]aq; separation factor β = D1/D2 and stage count rises sharply as β approaches 1.

  • Electrowinning of copper: cathode reaction Cu2+ + 2e- → Cu (E° = +0.34 V); anode oxygen evolution at ~1.23 V means cell voltage ~2 V and specific energy near 2 kWh/kg.

  • Froth flotation selectivity depends on collector adsorption; xanthates target sulfide minerals, while depressants such as cyanide or lime suppress pyrite and sphalerite.

  • Reverberatory and flash smelting separate matte from slag by density; slag viscosity falls with higher FeO and CaO but rises with SiO2 and Al2O3 content.

Quick reference

Physical Metallurgy and Phase Transformations

  • Gibbs phase rule F = C - P + 2 for unary and binary systems at variable T and P; at constant pressure F = C - P + 1.

  • Eutectic, eutectoid, and peritectic reactions: L→α+β, γ→α+β, and L+α→β respectively; the Fe-C eutectoid (pearlite) occurs at 0.76 wt% C and 727 °C.

  • Martensite forms by diffusionless shear; its hardness scales with carbon content up to about 0.6 wt% C, and Ms temperature falls roughly 20-30 °C per wt% C.

  • Tempering stages: epsilon-carbide precipitation near 100-200 °C, retained austenite decomposition near 200-300 °C, and cementite coarsening above 400 °C.

  • Hall-Petch relation σy = σ0 + k d^(-1/2) describes grain-boundary strengthening; finer grains raise yield strength and improve toughness.

  • Jominy end-quench test measures hardenability; alloying elements (Mn, Cr, Mo, Ni) shift the CCT curve right and increase the depth of full hardening.

  • Recrystallization temperature is roughly 0.3-0.4 Tm (absolute); cold work above the critical strain drives nucleation of new strain-free grains.

  • Solid solution strengthening follows mismatch in atomic radius and modulus; interstitial solutes such as C and N are far more potent than substitutional ones.

Quick reference

Thermodynamics and Kinetics of Metallurgical Processes

  • ΔG = ΔH - TΔS; a reaction is spontaneous when ΔG < 0, and equilibrium constant K = exp(-ΔG°/RT).

  • Van't Hoff equation d(lnK)/dT = ΔH°/(RT²): endothermic reactions are favored by higher temperature, exothermic ones by lower temperature.

  • Ellingham plots use ΔG° per mole of O2; the slope equals ΔS°, and phase changes produce kinks in the line.

  • Activity coefficient models: Raoult's law applies to solvents (a = x), Henry's law to dilute solutes (a = γx with constant γ).

  • Arrhenius equation k = A exp(-Q/RT); plotting ln k versus 1/T gives slope -Q/R and enables activation energy determination.

  • Fick's first law J = -D dC/dx; second law ∂C/∂t = D ∂²C/∂x², with D = D0 exp(-Q/RT) for thermally activated diffusion.

  • Mixing entropy ΔS_mix = -R Σ xi ln xi; ideal solutions have zero enthalpy of mixing and positive entropy.

  • Carbothermic reduction becomes favorable at high temperature because the CO product gives a large negative entropy contribution (Boudouard reaction C + CO2 → 2CO).

Quick reference

Ironmaking and Steelmaking

  • Blast furnace zones: lumpy zone, cohesive zone, dripping zone, raceway, and hearth; coke provides heat, reductant, and burden permeability.

  • Direct reduction by carbon occurs above ~1000 °C (C + CO2 → 2CO, then FeO + CO → Fe + CO2); indirect reduction dominates at lower temperature.

  • Basic oxygen steelmaking blows pure O2 onto hot metal; carbon, silicon, and manganese oxidize, and lime flux forms a basic slag to remove phosphorus and sulfur.

  • Slag basicity B = CaO/SiO2; typical BOF slag is 3-4, and higher basicity improves dephosphorization but raises slag volume.

  • Electric arc furnace uses scrap and direct arc heating; foamy slag practice and tap-to-tap time govern productivity and energy (about 350-450 kWh/t).

  • Secondary metallurgy: LF for heating and desulfurization, VD/VOD for degassing hydrogen and nitrogen, and calcium treatment to modify alumina inclusions.

  • Continuous casting: mold oscillation, primary shell formation, secondary spray cooling, and electromagnetic stirring control surface quality and centerline segregation.

  • Sulfur removal needs low oxygen potential and high slag basicity; manganese addition counters hot shortness by forming MnS instead of grain-boundary FeS.

Quick reference

Materials Science

  • Crystal structures: FCC has 4 atoms/cell and APF 0.74; BCC has 2 atoms/cell and APF 0.68; HCP has 6 atoms/cell and APF 0.74.

  • FCC metals (Cu, Al, austenite) slip on {111}<110> with 12 systems; BCC (Fe, W) has 48 systems, giving a temperature-sensitive yield stress.

  • Bragg's law nλ = 2d sinθ underpins XRD phase identification; peak broadening indicates small crystallite size or microstrain.

  • Point defects: Schottky defects dominate in ionic crystals with charge balance; Frenkel pairs preserve stoichiometry by vacancy-interstitial pairs.

  • Diffusion in FCC metals is generally faster than in BCC at the same homologous temperature because of the more open interstitial path.

  • Polymers: Tg marks the glass transition, Tm the melting point; crystallinity raises stiffness, density, and opacity.

  • Composites: rule of mixtures Ec = VfEf + VmEm for longitudinal loading; load transfer at the interface governs transverse and shear behavior.

  • Ceramics are brittle because slip systems are limited by ionic charge neutrality; toughening relies on transformation or crack bridging.

Quick reference

Mechanical Behavior and Testing

  • Engineering stress σ = F/A0 and strain e = ΔL/L0; true stress σt = σ(1+e) and true strain εt = ln(1+e) up to necking.

  • Considère criterion: necking begins when dσt/dεt = σt, equivalent to the strain-hardening exponent n equaling the true strain at UTS.

  • Hollomon equation σt = K εt^n; n measures formability and K the strength coefficient.

  • Charpy V-notch impact test measures absorbed energy; ductile-to-brittle transition is indexed at 27 J or 50% shear fracture appearance.

  • Fatigue: Basquin relation σa = σf'(2Nf)^b; endurance limit exists for steels but generally not for aluminum alloys.

  • Fracture toughness KIc relates to stress and flaw size by KI = Y σ √(πa); failure occurs when KI reaches KIc.

  • Hardness conversions are approximate; Vickers and Brinell correlate better with tensile strength (UTS ≈ 3.3 HB for steels) than Rockwell.

  • Creep stages: primary (decreasing rate), secondary (steady-state, Norton law ε̇ = A σ^n exp(-Q/RT)), and tertiary leading to rupture.

Quick reference

Mineral Processing and Beneficiation

  • Liberation is the prerequisite for separation; comminution energy follows Bond's law W = 10 Wi (1/√P80 - 1/√F80) in kWh/t with P80 and F80 in µm.

  • Crushing stages: primary jaw or gyratory, secondary cone, tertiary cone or HPGR; reduction ratio per stage typically 3-5 for crushers.

  • Screening efficiency depends on aperture, bed depth, and moisture; moist sticky ores favor wet screening or trommels.

  • Gravity separation uses density difference; jigs, spirals, and shaking tables suit coal and heavy minerals, with performance described by the Tromp curve and Ep = (d75 - d25)/2.

  • Magnetic separation: low-intensity drums for magnetite, high-intensity or WHIMS for hematite and paramagnetic minerals.

  • Froth flotation reagents: collectors (xanthate), frothers (MIBC), activators (CuSO4 for sphalerite), depressants (NaCN, lime), and pH modifiers.

  • Dewatering sequence: thickening by settling (Stokes' law), filtration, and thermal drying; flocculants increase settling rate.

  • Grade-recovery trade-off: raising concentrate grade usually lowers recovery; the separation efficiency curve quantifies the compromise.

Quick reference

Corrosion

  • Electrochemical corrosion requires an anode, cathode, electrolyte, and metallic path; oxidation occurs at the anode (M → M^n+ + ne-).

  • Standard EMF series ranks metals by E°; galvanic series ranks them in a specific environment such as seawater, which is more practical.

  • Pourbaix diagrams plot potential versus pH and show immunity, corrosion, and passivation regions for a metal in water.

  • Faraday's law: mass loss m = (M I t)/(n F); corrosion rate in mm/y = 3.27 × 10^-3 (i corr in µA/cm² × equivalent weight)/density.

  • Forms: uniform, galvanic, crevice, pitting, intergranular (sensitization of austenitic stainless steel by Cr carbide at grain boundaries), and stress corrosion cracking.

  • Cathodic protection: sacrificial anodes (Zn, Al, Mg) for buried pipelines, or impressed current with inert anodes; criteria often -850 mV vs Cu/CuSO4.

  • Stainless steel passivity comes from a Cr-rich oxide film; chloride breaks it locally, causing pitting above a critical pitting temperature.

  • Corrosion rate doubles roughly per 10 °C rise in many aqueous systems; dissolved oxygen and chloride accelerate attack.

Quick reference

Surface Engineering and Failure Analysis

  • Case hardening processes: carburizing (C into austenite, 0.7-1.0 mm case), nitriding (N at 500-550 °C, no quench), carbonitriding, and induction or flame hardening.

  • Coating methods: electroplating, electroless Ni-P, PVD (sputtering, evaporation), CVD, thermal spray, and hot-dip galvanizing.

  • Adhesion and residual stress govern coating performance; PVD films often carry compressive stress, improving fatigue resistance but risking spallation.

  • Failure analysis sequence: collect background, inspect visually and macroscopically, examine fracture surface (SEM), metallography, chemical analysis, and simulate to test hypotheses.

  • Fracture surface features: beach marks from fatigue, chevron marks pointing to crack origin, dimples for ductile overload, cleavage facets for brittle failure.

  • Hydrogen embrittlement appears in high-strength steels after plating; baking at 190-220 °C within hours of plating mitigates it.

  • Galvanic corrosion in joints is mitigated by selecting metals close in the galvanic series, insulating the joint, or applying a coating on the cathodic member.

  • Wear mechanisms: adhesive, abrasive, erosive, and fretting; hard coatings (TiN, WC-Co, DLC) address abrasive and adhesive wear.

Quick reference

Foundry

  • Chvorinov's rule: solidification time t = B (V/A)^2, so risers must have a larger modulus (V/A) than the casting section they feed.

  • Riser design: a riser feeds a section only if its modulus exceeds that of the section; a riser modulus about 1.2 times the casting modulus is typical.

  • Casting defects: shrinkage porosity (inadequate feeding), gas porosity (dissolved gas), hot tears (restraint during contraction), cold shuts, and misruns.

  • Sand casting: green sand molds use bentonite and water; sodium silicate (CO2) and resin-bonded molds give better dimensional accuracy.

  • Gating systems: sprue, runner, and ingate; a tapered sprue maintains a full flow and prevents air aspiration (continuity A1V1 = A2V2).

  • Fluidity is reduced by higher superheat loss, alloy freezing range, and mold thermal conductivity; long freezing-range alloys are hard to feed.

  • Directional solidification is achieved with chills, padding, and exothermic sleeves; the freezing front should progress toward the riser.

  • Casting yield = (casting weight)/(pouring weight) × 100; riser and gating weight reduce yield.

Quick reference

Welding, Casting and Joining Processes

  • Arc welding heat input H = (η V I)/v (J/mm); higher heat input widens the heat-affected zone and can coarsen grains.

  • Carbon equivalent CE = C + Mn/6 + (Cr+Mo+V)/5 + (Ni+Cu)/15; CE above about 0.4 raises cold-cracking risk and requires preheat.

  • SMAW uses a flux-coated electrode; the flux shields the arc and forms slag, and electrodes must be baked to avoid hydrogen pickup.

  • GMAW (MIG/MAG) uses a continuous wire and shielding gas; short-circuit, globular, and spray transfer modes depend on current and gas.

  • TIG (GTAW) uses a non-consumable tungsten electrode and separate filler; it suits thin sections and reactive metals but is slow.

  • Resistance spot welding heat depends on I²Rt; electrode force, current, and time determine nugget size, monitored by weld-lobe diagrams.

  • Weld defects: lack of fusion, incomplete penetration, porosity, slag inclusion, undercut, and solidification cracking (hot cracking) in the weld metal.

  • Solid-state joining: friction stir welding suits aluminum and avoids fusion defects; diffusion bonding requires temperature, pressure, and time.

Quick reference

Engineering Ethics, Professional Practice and Safety

  • Professional codes require competence only within one's area of expertise, honesty in reporting, and disclosure of conflicts of interest.

  • Public safety takes precedence over employer or client interests when a design poses a serious risk; escalation follows internal channels before external disclosure.

  • Whistleblowing is justified when the harm is serious, internal remedies are exhausted, and the disclosure is proportionate and documented.

  • Engineers must not sign or seal work they did not prepare or supervise; the seal certifies competence and accountability.

  • Confidentiality obligations persist after employment ends, except for information that is legally required to be disclosed.

  • Safety hierarchy of controls: elimination, substitution, engineering controls, administrative controls, and PPE, in that order of effectiveness.

  • Hazardous atmospheres in confined spaces require testing for oxygen, flammables, and toxics; entry permits and a standby attendant are mandatory.

  • Sustainable practice includes life-cycle thinking, waste minimization, and compliance with environmental permits and reporting duties.

Quick reference

Engineering Economics

  • Time value of money: F = P(1+i)^n and P = F(1+i)^-n; the factor (1+i)^n is the compound amount factor.

  • Annuity: A = P [i(1+i)^n]/[(1+i)^n - 1] for capital recovery, and P = A [(1+i)^n - 1]/[i(1+i)^n] for present worth.

  • Net present value: accept projects with NPV > 0; IRR is the rate at which NPV = 0, and accept when IRR exceeds the MARR.

  • Depreciation methods: straight line (P - S)/n, declining balance with rate d, and MACRS accelerated schedules in the US tax code.

  • Payback period ignores cash flows after payback; use it as a screening tool, not a primary decision criterion.

  • Break-even quantity Q = FC/(p - vc), where p is unit price and vc variable cost per unit.

  • Inflation: real rate ≈ (1 + nominal)/(1 + inflation) - 1; use real rates with constant-dollar cash flows.

  • Benefit-cost ratio above 1.0 and incremental analysis are used for public-sector alternatives; mutually exclusive alternatives require incremental comparison.

Quick reference

Project Management and Quality Control

  • Critical path method: the critical path has zero total float; total float = LS - ES = LF - EF, and any delay on the critical path delays the project.

  • Earned value: CV = EV - AC, SV = EV - PV, CPI = EV/AC, SPI = EV/PV; CPI below 1 means cost overrun.

  • Estimate at completion EAC = BAC/CPI when current performance persists; EAC = AC + (BAC - EV) when remaining work proceeds as planned.

  • Control charts: X-bar and R charts for variables; p and c charts for attributes; a process is in statistical control when points fall within ±3σ and show no patterns.

  • Process capability: Cp = (USL - LSL)/(6σ) and Cpk = min(USL - μ, μ - LSL)/(3σ); Cpk ≥ 1.33 is a common target.

  • Seven quality tools: Pareto chart, cause-and-effect (fishbone) diagram, check sheet, histogram, scatter diagram, control chart, and flowchart.

  • Risk management: identify, assess probability and impact, plan responses (avoid, mitigate, transfer, accept), and monitor throughout the project.

  • Scope change control requires formal change requests, impact assessment on cost and schedule, and approval before implementation.