Arbitrator Accreditation key terms
Arbitrator Accreditation · Get comfortable with the vocabulary.
- Arbitration agreement
- Related: Separability doctrine, Competence-competence, Seat of arbitration
A contract in which parties agree to submit present or future disputes to arbitration instead of court litigation. It may be a standalone document or a clause inside a wider contract.
- Separability doctrine
- Related: Arbitration agreement, Competence-competence
The principle that an arbitration clause survives independently even if the surrounding contract is void, rescinded, or terminated. Arbitrators can therefore rule on the main contract without losing jurisdiction over the dispute.
- Competence-competence
- Related: Separability doctrine, Jurisdiction challenge
The rule allowing a tribunal to decide whether it has jurisdiction over a dispute, including challenges to the validity of the arbitration agreement, subject to later court review at the seat or enforcement stage.
- Seat of arbitration
- Related: Lex arbitri, Delocalization
The legal place of the arbitration, which determines the procedural law governing the proceedings and the courts that supervise the tribunal. It is distinct from the physical location of hearings.
- Lex arbitri
- Related: Seat of arbitration, Setting aside an award
The national law governing the arbitration procedure itself, usually the law of the seat. It regulates matters such as tribunal constitution, interim measures, and grounds for setting aside awards.
- New York Convention
- Related: Enforcement of award, Public policy exception
A multilateral treaty under which states recognise and enforce foreign arbitral awards and honour written arbitration agreements. It supplies the main cross-border enforcement framework relied on in international practice.
- Enforcement of award
- Related: New York Convention, Public policy exception
The process of asking a competent court to give legal effect to an arbitral award, typically by recognition and entry of judgment. Successful enforcement allows the creditor to pursue execution against assets.
- Setting aside an award
- Related: Lex arbitri, Due process challenge
A challenge brought before a court at the seat asking it to annul an award, usually on limited grounds such as lack of jurisdiction, procedural unfairness, or serious irregularity. It differs from resisting enforcement abroad.
- Public policy exception
- Related: New York Convention, Enforcement of award
A narrow ground on which a court may refuse to recognise or enforce an award because enforcement would violate fundamental notions of justice or morality in the forum state. It is interpreted restrictively.
- Delocalization
- Related: Seat of arbitration, Setting aside an award
A theoretical approach treating international arbitration as detached from the law of the seat, so that annulment there has limited effect elsewhere. Most courts and statutes still give significant weight to the seat.
- Arbitrability
- Related: Arbitration agreement, Public policy exception
The question whether a particular subject matter may lawfully be resolved by arbitration under applicable law. Certain disputes, such as some criminal, family, or regulatory matters, are reserved to courts.
- Institutional arbitration
- Related: Ad hoc arbitration, Arbitral institution
Arbitration administered by a permanent body that maintains rules, manages communications, and scrutinises awards. The institution does not decide the dispute; the tribunal does.
- Ad hoc arbitration
- Related: Institutional arbitration, Appointing authority
Arbitration conducted without a administering institution, with parties and tribunals arranging procedure, fees, and logistics themselves or through a designated appointing authority.
- Appointing authority
- Related: Ad hoc arbitration, Challenge to arbitrator
A person or body empowered to select arbitrators when parties cannot agree or when a party fails to appoint. It may also decide challenges to arbitrators in some regimes.
- Terms of reference
- Related: Procedural order, Terms of appointment
A document summarising the parties, the claims, the issues to be determined, and procedural arrangements, often required in institutional rules. It frames the tribunal's mandate before the merits phase begins.
- Procedural order
- Related: Terms of reference, Due process
A written direction by the tribunal regulating conduct of the case, such as timetables, document production, witness evidence, and hearing arrangements. Procedural orders are typically not final awards.
- Terms of appointment
- Related: Arbitrator independence, Terms of reference
The agreement between tribunal members and the parties setting out fees, availability, independence obligations, and the scope of the mandate. It supports transparency and reduces later disputes over remuneration.
- Due process
- Related: Due process challenge, Procedural order
The right of each party to be treated fairly, to present its case, and to respond to the opponent's evidence and arguments. Breach can lead to annulment or refusal of enforcement.
- Due process challenge
- Related: Due process, Setting aside an award
An objection that the proceedings denied a party an adequate opportunity to present its case or respond, often raised against an award. Courts scrutinise such claims closely but apply a high threshold.
- Document production
- Related: Procedural order, Evidence in arbitration
The phase in which parties exchange requested documents relevant and material to the dispute, often guided by institutional rules or soft-law guidelines. It balances disclosure needs against burden and confidentiality.
- Evidence in arbitration
- Related: Document production, Witness conferencing
Material such as documents, witness testimony, and expert reports relied on to prove facts. Tribunals generally enjoy broad discretion over admissibility, weight, and the manner of taking evidence.
- Witness conferencing
- Related: Evidence in arbitration, Procedural order
A procedure in which opposing factual or expert witnesses give evidence together and may question one another under tribunal direction. It is used to test conflicting opinions efficiently.
- Interim measure
- Related: Emergency arbitrator, Procedural order
A temporary order made before the final award to preserve the status quo, protect assets, or secure evidence. Tribunals and, in some cases, courts may grant such relief.
- Emergency arbitrator
- Related: Interim measure, Institutional arbitration
A decision-maker appointed on an expedited basis before the full tribunal is constituted, empowered to grant urgent interim relief under certain institutional rules. The resulting order is usually interim and may be revisited.
- Arbitrator independence
- Related: Impartiality, Duty of disclosure
The requirement that an arbitrator have no relationship with a party, counsel, or the dispute that could influence the outcome. It is assessed objectively and disclosed before and during the case.
- Impartiality
- Related: Arbitrator independence, Challenge to arbitrator
Freedom from bias or prejudice, whether actual or apparent, in favour of or against a party or issue. It concerns the arbitrator's state of mind rather than external relationships alone.
- Duty of disclosure
- Related: Arbitrator independence, Challenge to arbitrator
The obligation of prospective and sitting arbitrators to inform parties of facts or circumstances that may cast doubt on their independence or impartiality. Failure can ground a challenge or later annulment.
- Challenge to arbitrator
- Related: Duty of disclosure, Impartiality
A formal objection seeking removal of an arbitrator for lack of independence, impartiality, or agreed qualifications. It is decided by an institution, an appointing authority, or a court depending on the rules.
- Party-appointed arbitrator
- Related: Arbitrator independence, Presiding arbitrator
An arbitrator nominated by one party, who must still act independently and impartially once appointed. The nomination method does not permit the arbitrator to serve as an advocate for the appointing side.
- Presiding arbitrator
- Related: Party-appointed arbitrator, Deliberation
The chair of a multi-member tribunal, responsible for organising deliberations, managing hearings, and ensuring the award process runs smoothly. The chair usually has a casting vote only if the rules so provide.
- Deliberation
- Related: Dissenting opinion, Award
The confidential process in which tribunal members discuss evidence, legal issues, and the outcome. It aims to reach a reasoned consensus or majority decision before drafting the award.
- Dissenting opinion
- Related: Deliberation, Award
A separate statement by a tribunal member who disagrees with the majority's conclusion or reasoning. It is attached to the award in some jurisdictions but may be treated cautiously elsewhere.
- Award
- Related: Partial award, Reasoned award
The tribunal's final written decision resolving the issues submitted, including relief granted and reasons. It binds the parties and may be enforced or challenged under applicable law.
- Partial award
- Related: Award, Interim measure
A decision that finally determines some but not all claims or issues, leaving others for later determination. It must be distinguished from procedural orders and interim measures.
- Reasoned award
- Related: Award, Deliberation
An award that sets out the tribunal's findings of fact, legal analysis, and basis for the relief granted. Reasons support legitimacy, facilitate review, and help parties understand the outcome.
- Costs of arbitration
- Related: Terms of appointment, Award
Expenses including tribunal fees, institutional charges, expert costs, and legal fees. Tribunals usually allocate costs between parties according to the rules and the outcome.
- Conflict of interest
- Related: Duty of disclosure, Arbitrator independence
A situation where an arbitrator's personal, financial, or professional interests could improperly affect decision-making. It must be disclosed and may require recusal or removal.
- Confidentiality in arbitration
- Related: Award, Procedural order
The general expectation that hearings, documents, and awards remain private, subject to exceptions such as enforcement proceedings or legal duties. The precise scope varies by law and rules.
- Arbitral institution
- Related: Institutional arbitration, Appointing authority
A permanent organisation that administers arbitrations under its rules, including appointing tribunals, reviewing awards, and managing fees. Examples include well-known international and regional centres.
- Jurisdiction challenge
- Related: Competence-competence, Arbitration agreement
An objection that the tribunal lacks authority over a party, claim, or dispute, often based on the scope of the arbitration agreement. It may be raised early and decided by the tribunal or a court.