CRNO key terms
CRNO · Get comfortable with the vocabulary.
- Good Clinical Practice (GCP)
- Related: ICH E6, Protocol, Informed Consent
An international ethical and scientific quality standard for designing, conducting, recording, and reporting trials that involve human participants. It protects participant rights and safety while ensuring trial data are credible and reliable.
- ICH E6
- Related: Good Clinical Practice (GCP), Sponsor-Investigator, Institutional Review Board (IRB)
The harmonised guideline issued by the International Council for Harmonisation that defines GCP responsibilities for sponsors, investigators, and ethics committees. It is the reference standard most regulators use when inspecting clinical trials.
- Sponsor
- Related: Contract Research Organisation (CRO), Monitor, Sponsor-Investigator
The individual, company, institution, or organisation that takes responsibility for initiating, managing, and financing a clinical trial. The sponsor ensures the trial is conducted according to the protocol and applicable regulations.
- Sponsor-Investigator
- Related: Sponsor, Principal Investigator, Protocol
A person who both initiates and conducts a trial, holding sponsor duties and investigator duties at the same time. This typically occurs in investigator-initiated academic studies rather than industry trials.
- Principal Investigator (PI)
- Related: Sub-Investigator, Delegation Log, Protocol
The qualified person at a trial site who takes responsibility for the conduct of the study and the welfare of enrolled participants. The PI delegates tasks only to appropriately trained and qualified staff.
- Sub-Investigator
- Related: Principal Investigator (PI), Delegation Log, Good Clinical Practice (GCP)
A qualified clinician who is a member of the trial team and performs study procedures under the direction of the principal investigator. Their duties and start date must be documented on the delegation log.
- Contract Research Organisation (CRO)
- Related: Sponsor, Monitor, Monitoring Plan
A company contracted by a sponsor to perform trial-related tasks such as monitoring, data management, or site management. The sponsor remains ultimately accountable for the work the CRO performs.
- Institutional Review Board (IRB)
- Related: Independent Ethics Committee (IEC), Informed Consent Form (ICF), Protocol Amendment
An independent body that reviews and approves trial protocols, consent forms, and recruitment materials before participants are enrolled. It also conducts continuing review to protect participants' rights and welfare.
- Independent Ethics Committee (IEC)
- Related: Institutional Review Board (IRB), Informed Consent Form (ICF), Good Clinical Practice (GCP)
A review body, often used outside the United States, that evaluates the ethics of a trial and safeguards participants. Its approval or favourable opinion must be obtained before study activities begin.
- Protocol
- Related: Protocol Amendment, Inclusion Criteria, Statistical Analysis Plan (SAP)
A document that describes the objective, design, methodology, statistical considerations, and organisation of a trial. It provides the framework within which the study is planned, executed, and reported.
- Protocol Amendment
- Related: Protocol, Institutional Review Board (IRB), Deviation
A written change to or formal clarification of a protocol after initial approval. Substantive amendments generally require ethics committee review and approval before implementation, unless a safety exception applies.
- Inclusion Criteria
- Related: Exclusion Criteria, Screening, Protocol
Predefined characteristics that a person must meet to be eligible for enrolment in a trial, such as age range, diagnosis, or disease severity. They help define the population that the results will apply to.
- Exclusion Criteria
- Related: Inclusion Criteria, Screening, Screen Failure
Conditions or characteristics that disqualify a potential participant from enrolling in a trial, often chosen to reduce safety risk or confounding. They are applied together with inclusion criteria during screening.
- Screening
- Related: Inclusion Criteria, Screen Failure, Informed Consent
The process of assessing potential participants against inclusion and exclusion criteria, usually through history, examinations, and tests. Screening occurs only after valid ethics approval and informed consent.
- Screen Failure
- Related: Screening, Exclusion Criteria, Source Document
A potential participant who signs consent but does not meet eligibility criteria and is therefore not enrolled. Screen failures are documented and reported, and their data may still require entry.
- Informed Consent
- Related: Informed Consent Form (ICF), Assent, Vulnerable Population
The ongoing process by which a person voluntarily confirms willingness to participate after receiving and understanding information about the trial. It is documented by a signed and dated consent form.
- Informed Consent Form (ICF)
- Related: Informed Consent, Institutional Review Board (IRB), Vulnerable Population
The written document, approved by an ethics committee, that presents trial information in understandable language and records a participant's agreement. Participants receive a signed copy and may withdraw at any time.
- Assent
- Related: Informed Consent, Vulnerable Population, Legally Authorised Representative (LAR)
Agreement to participate given by a minor or a person with limited decision-making capacity, obtained in addition to permission from a legally authorised representative. It uses language suited to the person's understanding.
- Legally Authorised Representative (LAR)
- Related: Assent, Vulnerable Population, Informed Consent
An individual permitted by law to consent on behalf of a participant who cannot give consent themselves. The representative's relationship and authority must be documented in the study records.
- Vulnerable Population
- Related: Assent, Informed Consent, Legally Authorised Representative (LAR)
Groups whose willingness to volunteer may be unduly influenced or who may lack capacity to consent, such as prisoners, children, or economically disadvantaged persons. They require additional safeguards and justification for inclusion.
- Investigational Product (IP)
- Related: IP Accountability Log, Blinding, Randomisation
The drug, biologic, or other agent being tested or used as a reference in a trial. The sponsor supplies it, and sites must store, dispense, and account for it according to the protocol.
- IP Accountability Log
- Related: Investigational Product (IP), Storage Temperature Excursion, Source Document
A record tracking the receipt, dispensing, return, and destruction of investigational product at a site. Quantities must reconcile at all times and discrepancies must be investigated and explained.
- Storage Temperature Excursion
- Related: IP Accountability Log, Investigational Product (IP), Deviation
A period when investigational product is held outside its required temperature range. Excursions must be documented, reported to the sponsor, and assessed for impact before affected product is used.
- Randomisation
- Related: Blinding, Investigational Product (IP), Statistical Analysis Plan (SAP)
A process that assigns participants to treatment groups by chance to reduce bias and balance known and unknown factors. Allocation is usually generated centrally and concealed until assignment.
- Blinding
- Related: Randomisation, Investigational Product (IP), Unblinding
Concealment of treatment assignment from participants, investigators, assessors, or analysts to reduce bias. Unblinding should follow documented procedures and be recorded with the reason.
- Unblinding
- Related: Blinding, Serious Adverse Event (SAE), Randomisation
Revealing a participant's treatment assignment before the planned end of blinding. Emergency unblinding is permitted for safety reasons and must be documented and reported to the sponsor.
- Adverse Event (AE)
- Related: Serious Adverse Event (SAE), Causality Assessment, SUSAR
Any untoward medical occurrence in a participant given an investigational product, whether or not related to it. AEs are recorded, assessed for severity and causality, and followed until resolution.
- Serious Adverse Event (SAE)
- Related: Adverse Event (AE), SUSAR, Causality Assessment
An adverse event that results in death, is life-threatening, requires hospitalisation, causes disability, or is a congenital anomaly. SAEs must be reported to the sponsor within defined, usually short, timeframes.
- SUSAR
- Related: Serious Adverse Event (SAE), Causality Assessment, Unblinding
A suspected unexpected serious adverse reaction: a serious event judged possibly related to the investigational product whose nature or severity is not described in the reference safety information. It triggers expedited regulatory reporting.
- Causality Assessment
- Related: Adverse Event (AE), SUSAR, Serious Adverse Event (SAE)
The investigator's judgement of how likely an adverse event is to have been caused by the investigational product, often recorded as related or not related. It drives reporting decisions and safety evaluation.
- Source Document
- Related: Source Data Verification (SDV), Case Report Form (CRF), ALCOA+
The original record, such as a medical chart, laboratory report, or diary, where participant data are first captured. Source documents support the data entered into the trial database and are reviewed during monitoring.
- Case Report Form (CRF)
- Related: Source Document, Electronic Data Capture (EDC), Query
A printed, optical, or electronic document designed to record protocol-required data for each participant. The CRF should capture data consistent with source documents and be controlled for version changes.
- Source Data Verification (SDV)
- Related: Source Document, Monitor, Monitoring Plan
The monitor's comparison of data in the CRF or database against original source documents to confirm accuracy and completeness. Findings are documented in monitoring reports and followed up for resolution.
- ALCOA+
- Related: Source Document, Audit Trail, Query
Data quality principles requiring records to be attributable, legible, contemporaneous, original, and accurate, plus complete, consistent, enduring, and available. These principles apply to paper and electronic source records alike.
- Audit Trail
- Related: ALCOA+, Electronic Data Capture (EDC), Query
A secure, computer-generated record showing who created, changed, or deleted electronic data and when, with the reason for each change. It must be retained and reviewable for the life of the record.
- Query
- Related: Case Report Form (CRF), Audit Trail, Electronic Data Capture (EDC)
A formal request raised by data management or monitoring for clarification or correction of data that appear incomplete, inconsistent, or implausible. Responses must be documented and the resolution retained.
- Monitor
- Related: Monitoring Plan, Source Data Verification (SDV), Deviation
A person appointed by the sponsor to oversee the trial at a site and verify that it is conducted according to the protocol and regulations. The monitor communicates findings and supports corrective actions.
- Monitoring Plan
- Related: Monitor, Risk-Based Monitoring, Source Data Verification (SDV)
A document describing the monitoring strategy, methods, responsibilities, and frequency for a trial. It may include on-site, central, or risk-based approaches proportionate to the risks identified.
- Risk-Based Monitoring
- Related: Monitoring Plan, Monitor, Source Data Verification (SDV)
A monitoring approach that focuses effort on the sites, data, and processes posing the greatest risk to participant safety and data quality. It often combines central statistical review with targeted on-site visits.
- Deviation
- Related: Protocol Amendment, Monitoring Plan, Corrective and Preventive Action (CAPA)
Any departure from the approved protocol, GCP, or applicable regulations that is not a planned change. Deviations are documented, assessed for participant impact, and reported according to sponsor and ethics requirements.
- Corrective and Preventive Action (CAPA)
- Related: Deviation, Audit, Monitor
A structured process for eliminating the cause of a detected problem and preventing its recurrence. CAPAs are tracked to completion and their effectiveness verified, often after audits or serious deviations.
- Audit
- Related: Inspection, Corrective and Preventive Action (CAPA), Monitor
An independent, systematic examination of trial-related activities and documents to determine whether they were performed and recorded as planned. Audits are distinct from routine monitoring and from regulatory inspections.
- Inspection
- Related: Audit, Good Clinical Practice (GCP), Source Document
A regulatory authority's official review of trial sites, sponsors, or contractors to verify compliance with applicable laws and GCP. Inspectors may examine records, facilities, and staff and can take enforcement action.
- Delegation Log
- Related: Principal Investigator (PI), Sub-Investigator, Good Clinical Practice (GCP)
A record listing study staff and the specific trial tasks each is authorised to perform, with start and end dates. It demonstrates that duties were assigned to qualified personnel and supports accountability.
- Electronic Data Capture (EDC)
- Related: Case Report Form (CRF), Audit Trail, Query
A computerised system used to collect trial data in place of paper forms. It must include validation, audit trails, access controls, and backup to ensure data integrity and confidentiality.
- Statistical Analysis Plan (SAP)
- Related: Protocol, Randomisation, Database Lock
A document that details the statistical methods and analyses planned for a trial, finalised before database lock. It supports pre-specification and helps prevent selective or post hoc reporting.
- Database Lock
- Related: Query, Statistical Analysis Plan (SAP), Electronic Data Capture (EDC)
The formal point at which the trial database is frozen and no further changes are permitted without documented approval. It follows resolution of outstanding queries and precedes final statistical analysis.