HKIA/ARB PA Paper 5 study materials
HKIA/ARB PA Paper 5 study resources

HKIA/ARB PA Paper 5 cheat sheet

HKIA/ARB PA Paper 5 · Keep the key ideas within reach.

Quick reference

Case Study - Reading the Scenario and Framing the Answer

  • Identify the client's stated objective, the statutory constraint, and the contractual position separately; each case question is usually testing one of these three layers, and conflating them loses marks.

  • Under the Buildings Ordinance (Cap 123), 'building works' include site formation, foundation, erection, alteration, repair and demolition; classify the works before choosing the submission route (plan approval vs. minor works).

  • The Building (Minor Works) Regulation (Cap 123N) covers designated minor works under simplified requirements; check whether the works fall in Schedule 1 (no plan approval, notification before commencement) or are excluded.

  • For unauthorised building works, distinguish enforcement under section 24 (removal order) from section 24C (on notice with opportunity to be heard); the s.24 order takes effect on service.

  • Occupying an unauthorised structure is an offence separate from erecting it; the Building Authority's power to order closure under s.24B is a distinct step from a s.24 demolition order.

  • In professional-negligence scenarios, test the four elements: duty of care, breach measured against the ordinary standard of a reasonably competent architect, causation, and recoverable loss.

  • When a case involves a time bar, state the limitation period explicitly: 6 years for simple contract and tort claims, 12 years for deeds (Limitation Ordinance, Cap 347).

  • For a case involving fire safety, cite the Code of Practice for Fire Safety in Buildings 2011 and identify whether the issue is means of escape, fire-resisting construction, or means of access for firefighting.

Quick reference

Professional Practice and Regulations - Statutory and Ethical Anchors

  • Architects Registration Ordinance (Cap 408): registration with the Architects Registration Board is required to use the title 'architect' and to practise as an architect in Hong Kong.

  • The ARB may investigate allegations of professional misconduct and impose sanctions including reprimand, conditions on registration, suspension, and removal from the register.

  • Buildings Ordinance s.4 empowers the Building Authority (the Director of Buildings) to approve plans; s.14 deals with refusal of plans and s.16 with appeals to the Appeal Tribunal.

  • The Building Authority may appoint authorised persons and registered structural engineers under s.3; supervision by an AP/RSE is a condition of many consents, not a substitute for the architect's own duties.

  • Under the Buildings Ordinance, notice of commencement (Form BA14) and notice of completion must be given; occupation approval (Form BA13/BA13A) precedes lawful occupation.

  • Under the Professional Code, an architect must not accept work in a field outside their competence without obtaining specialist advice, and must disclose conflicts of interest.

  • Fees: the Buildings Ordinance and its regulations do not prescribe architect fees; the HKIA Conditions of Engagement and the ARB's fee guidance are the reference points for professional remuneration.

  • Under the Personal Data (Privacy) Ordinance (Cap 486), client and project data must be collected for a lawful purpose and used only for that purpose; data access requests must be answered within 40 days.

Quick reference

Contract and Project Management - Rules of Thumb

  • Traditional lump-sum: design completed before tender, employer carries design risk, contractor carries construction risk; variations are valued under the contract's valuation rules.

  • Design-and-build: the contractor bears design risk for the works it designs; the employer's requirements must be performance-based, and novation of the architect is a common but separate step.

  • Time: an extension of time must be granted where a relevant event delays completion; concurrent delay generally does not defeat the contractor's EOT entitlement but may affect prolongation cost.

  • Liquidated damages must be a genuine pre-estimate of loss, not a penalty; a single LD rate applied to partial possession must be reduced pro rata.

  • Variation valuation order: rates in the contract, then rates derived from contract rates, then fair valuation; the architect must issue the instruction before the work is done unless urgency applies.

  • Interim certificates: the architect must certify within the period stated in the contract; failure to certify does not make the architect liable for the sum, but exposes them to misconduct risk.

  • Practical completion triggers the defects liability period, release of part of retention, and the start of the limitation clock for latent defects; record the date in writing.

  • Under the Construction Industry Council's security-of-payment regime, a payment response is due within the period stated in the contract, and adjudication is available if the response is not paid.

Quick reference

Building Technology and Sustainability - Design Facts

  • Sustainable Building Design Guidelines (PNAP APP-151/152) govern building separation, setback, site coverage and greenery; compliance earns gross floor area concessions under the Buildings Ordinance.

  • Overall thermal transfer value (OTTV) is capped for prescribed buildings; the Building (Energy Efficiency) Regulation sets the framework and the Code of Practice for OTTV sets the calculation method.

  • BEAM Plus assesses new buildings on site aspects, energy use, water use, materials, indoor environmental quality and innovations; a provisional assessment is available at design stage.

  • Concrete grade is specified by cube strength at 28 days; for structural elements the specified grade, cover, and exposure class must be consistent with the Code of Practice for Structural Use of Concrete.

  • Fire resistance period (FRP) is expressed in minutes and determined by element type and building height/use; it is distinct from the fire resistance rating of a tested assembly.

  • Passive design priority: reduce cooling load through orientation, shading, and envelope first; then size active systems; then consider renewables. This order is the basis of the OTTV approach.

  • Curtain wall performance is specified by tests for air permeability, watertightness, and wind resistance; the design wind pressure comes from the Code of Practice on Wind Effects.

  • In Hong Kong, fresh water and seawater are both used for flushing; dual plumbing must be identified and labelled, and seawater systems need corrosion-resistant materials.

Quick reference

Case Study - Reading the Scenario and Framing the Answer

  • Identify the client's stated objective, the statutory constraint, and the contractual position separately; each case question usually tests one of these three layers, and conflating them loses marks.

  • Under the Buildings Ordinance (Cap 123), 'building works' include site formation, foundation, erection, alteration, repair and demolition; classify the works before choosing the submission route.

  • The Building (Minor Works) Regulation (Cap 123N) covers designated minor works; check whether the works fall in Schedule 1 (simplified, notification-based) or require full plan approval.

  • For unauthorised building works, distinguish a s.24 removal order from a s.24C order (with opportunity to be heard); the s.24 order takes effect on service.

  • Occupying an unauthorised structure is an offence separate from erecting it; the Building Authority's power to order closure under s.24B is a distinct step from demolition.

  • In professional-negligence scenarios, test duty of care, breach against the standard of a reasonably competent architect, causation, and recoverable loss.

  • When a case involves a time bar, state the limitation period: 6 years for simple contract and tort claims, 12 years for deeds (Limitation Ordinance, Cap 347).

  • For fire safety cases, cite the Code of Practice for Fire Safety in Buildings 2011 and identify whether the issue is means of escape, fire-resisting construction, or firefighting access.

Quick reference

Professional Practice and Regulations - Statutory and Ethical Anchors

  • Architects Registration Ordinance (Cap 408): registration with the Architects Registration Board is required to use the title 'architect' and to practise as an architect in Hong Kong.

  • The ARB may investigate allegations of professional misconduct and impose sanctions including reprimand, conditions on registration, suspension, and removal from the register.

  • Buildings Ordinance s.4 empowers the Building Authority (the Director of Buildings) to approve plans; s.14 deals with refusal of plans and s.16 with appeals to the Appeal Tribunal.

  • The Building Authority may appoint authorised persons and registered structural engineers under s.3; AP/RSE supervision is a condition of many consents, not a substitute for the architect's duties.

  • Under the Buildings Ordinance, notice of commencement (Form BA14) and notice of completion must be given; occupation approval precedes lawful occupation.

  • Under the professional code, an architect must not accept work outside their competence without specialist advice, and must disclose conflicts of interest.

  • Architect fees are not prescribed by the Buildings Ordinance; the HKIA Conditions of Engagement and ARB fee guidance are the reference points for professional remuneration.

  • Under the Personal Data (Privacy) Ordinance (Cap 486), client and project data must be collected for a lawful purpose and used only for that purpose; access requests must be answered within 40 days.

Quick reference

Contract and Project Management - Rules of Thumb

  • Traditional lump-sum: design completed before tender, employer carries design risk, contractor carries construction risk; variations are valued under the contract's valuation rules.

  • Design-and-build: the contractor bears design risk for the works it designs; employer's requirements must be performance-based, and novation of the architect is a separate step.

  • An extension of time must be granted where a relevant event delays completion; concurrent delay generally does not defeat the EOT entitlement but may affect prolongation cost.

  • Liquidated damages must be a genuine pre-estimate of loss, not a penalty; a single LD rate applied to partial possession must be reduced pro rata.

  • Variation valuation order: contract rates, then rates derived from contract rates, then fair valuation; the architect must issue the instruction before the work unless urgency applies.

  • Interim certificates: the architect must certify within the contract period; failure to certify does not make the architect liable for the sum but exposes them to misconduct risk.

  • Practical completion triggers the defects liability period, release of part of retention, and the start of the limitation clock for latent defects; record the date in writing.

  • Under the Construction Industry Council's security-of-payment regime, a payment response is due within the contract period, and adjudication is available if the response is not paid.

Quick reference

Building Technology and Sustainability - Design Facts

  • Sustainable Building Design Guidelines (PNAP APP-151/152) govern building separation, setback, site coverage and greenery; compliance earns gross floor area concessions.

  • Overall thermal transfer value (OTTV) is capped for prescribed buildings; the Building (Energy Efficiency) Regulation sets the framework and the Code of Practice for OTTV sets the method.

  • BEAM Plus assesses new buildings on site aspects, energy use, water use, materials, indoor environmental quality and innovations; a provisional assessment is available at design stage.

  • Concrete grade is specified by cube strength at 28 days; the specified grade, cover, and exposure class must be consistent with the Code of Practice for Structural Use of Concrete.

  • Fire resistance period (FRP) is expressed in minutes and determined by element type and building height/use; it is distinct from the fire resistance rating of a tested assembly.

  • Passive design priority: reduce cooling load through orientation, shading, and envelope first; then size active systems; then consider renewables. This order underpins the OTTV approach.

  • Curtain wall performance is specified by tests for air permeability, watertightness, and wind resistance; design wind pressure comes from the Code of Practice on Wind Effects.

  • In Hong Kong, fresh water and seawater are both used for flushing; dual plumbing must be identified and labelled, and seawater systems need corrosion-resistant materials.