The Aswesuma Appeals Backlog
The Kahatagollewa Divisional Secretariat has 12 working days to dispose of 1,450 appeals filed against rejections under the second phase of the Aswesuma social welfare programme. The office has four welfare officers; one begins three weeks of maternity leave tomorrow, and the divisional vehicle is shared with the land registry. The online appeals portal has been down for three days and the vendor cannot say when it will return. Files are paper-based and stored by Grama Niladhari division, but 210 appeals come from a resettled village whose GN officer position is vacant, and 90 appeals have no bank account details. Each appeal needs identity verification, an income re-check and a written decision. A provincial politician has sent a list of 60 names marked "priority", and a newspaper has asked for the rejection list. Staff estimate a trained officer can complete 18 appeals a day if no field visits are needed.
1. Calculate the maximum number of appeals the office can decide in 12 days on current effective staffing. What two measures would you take first, and why?
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Capacity calculation. Four officers minus one on maternity leave leaves three. At 18 appeals per officer-day: 3 × 18 × 12 = 648 appeals. That is 45 per cent of 1,450, and the 18-per-day rate assumes no field visits, so the realistic figure is lower. The backlog cannot be cleared on current staffing without sacrificing verification quality.
First measures.
- Request surge capacity in writing from the District Secretariat and neighbouring divisional secretariats for a 12-day task force, and redeploy two clerical staff for data entry and file retrieval so welfare officers do only verification and decisions. This raises throughput without lowering the standard of proof.
- Triage into three tracks: desk-only cases with complete documents, cases needing a GN verification, and defective cases (including the 90 without bank details). Defective cases get a standard letter requesting missing information, which preserves the applicant's right to be heard and stops them clogging the queue.
Also request a written extension from the ministry and record the request, rather than silently missing the deadline. The sequencing should start with the resettled village, where the absent GN officer makes independent verification hardest and the risk of wrongful exclusion is highest.
2. How should the divisional secretary handle the politician's 60-name list and the newspaper's request?
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The 60-name list. Acknowledge it in writing, record it in the file, and make clear that the 60 names will be assessed on the same published criteria and in the same queue as all other appeals. No separate priority queue should be created. If any of the 60 are already in the 1,450, they are processed in turn; if they are new representations, they are logged as such. The reply should state the criteria and the appeal decision process, not promise outcomes. This protects the officers, the applicant and the politician: preferential treatment would expose the decisions to audit and could invalidate them.
The newspaper request. The Right to Information Act creates a presumption of disclosure, but personal information about beneficiaries, including income and bank details, is protected. The office can release aggregate data: number of appeals, number decided, number allowed and refused by GN division. It should not release names, identity numbers or account details. Any refusal should cite the relevant exemption and the public-interest test in writing, so the decision is reviewable.
Integrity point. Both the list and the press request should be entered in a single correspondence register with dates and responsible officers. This creates an audit trail and prevents later allegations that the list influenced outcomes.
3. Propose three monitoring indicators and one integrity control for the 12-day operation.
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Indicators.
- Decisions per officer per day, against the 18-per-day planning norm, to detect slowdowns early.
- Percentage of appeals decided within the 12-day window, disaggregated by GN division, because a headline rate can hide a stalled division such as the resettled village.
- Reversal rate on a random sample of 5 per cent of decisions, re-checked by a different officer, which measures quality rather than speed.
Integrity control. Separate the functions of data entry, verification and approval so that no single officer can both enter an applicant's details and approve the payment. Add a serial-numbered receipt register for every appeal, and a weekly sample audit by the divisional secretary. Where the same officer must act alone because of staff shortage, require a second signature from the accountant before any payment file leaves the office.
Reasoning. Speed targets create pressure to approve weak files or reject difficult ones. The reversal rate and segregation of duties make quality visible, while the receipt register protects against files disappearing. These controls are proportionate: they do not require new software, which matters because the portal is down.