SIDC Module 9 case studies
SIDC Module 9 · Put your knowledge to work in context.
SIDC Module 9 is not described anywhere in the official SIDC home page text retrieved for this page, so no syllabus, domain weighting, question count, duration, pass mark, fee, retake rule, or validity period can be stated with confidence. What the source does confirm is the institutional context. SIDC is the learning and development arm of the Securities Commission Malaysia, established in 1994, and describes itself as Malaysia's leading capital market learning and development institution, delivering programmes, assessments, events and capacity-building initiatives from foundational learning through to board and leadership development. The site lists eight professional certifications, more than 2,700 training sessions and more than 100,000 participants, and organises its catalogue by level (board leadership, professional continuous education, professional skills development, foundation), subject (law and regulation, leadership behaviour, ICM corporate governance, product and services) and delivery mode (online, physical, hybrid). The SIDC Module 9 case studies are 5 cases and about 2,085 words.
1Stale Price on a Downgraded Corporate Bond
You chair the valuation committee of a Malaysian unit trust fund with RM 480 million in net asset value. The fund holds 12.4% of NAV in a seven-year unrated corporate bond issued by a property group that last week missed a coupon on a different series.
431 words, about 2 min2Redemption Pressure in a Fund with Unlisted Assets
An open-ended fund with RM 1.2 billion NAV invests 25% in unlisted Malaysian companies, 15% in cash and the rest in listed equities, and its investors may redeem daily. Its deed permits a 10% monthly redemption gate and suspension with trustee approval.
429 words, about 2 min3IPO Allocation and Sequential Block Trade
You are head of compliance at a fund management firm. A broker allocated 2 million shares in an oversubscribed IPO.
417 words, about 2 min4Performance Fee Crystallisation After a Large Redemption
A fund has a 20% performance fee crystallised annually on 31 December, subject to a high-water mark. The high-water mark is 1.20 per unit; today's NAV is 1.38.
400 words, about 2 min5Related-Party Brokerage and Inducements
A fund manager's parent company owns 30% of Broker X. Broker X charges 12 basis points per trade against 9 basis points at two independent brokers with better execution statistics.
408 words, about 2 min