PTCB HD study materials
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PTCB HD cheat sheet

PTCB HD · Keep the key ideas within reach.

Quick reference

Engineering Controls

  • Primary engineering control (PEC): the device that captures and removes airborne contaminants at the point of generation (e.g., laminar airflow workbench, biological safety cabinet, compounding aseptic isolator).

  • ISO Class 5 air = ≤3,520 particles/m³ ≥0.5 µm; this is the required air quality inside a PEC used for sterile compounding.

  • Unidirectional (laminar) airflow within a PEC should be 0.2 m/s (40 ft/min) ±20% at the work surface.

  • External venting is required for a Class II BSC when hazardous drugs are compounded; a Class II Type A2 BSC must be thimble-vented or ducted when used for HDs.

  • A CACI or CACIs used for HDs must be a closed-system isolator that vents HEPA-filtered air and does not exhaust into the room.

  • Air changes per hour (ACPH): a C-SEC (buffer/cleanroom) needs ≥30 ACPH; a segregated compounding area needs ≥12 ACPH.

  • Pressure cascade: HD compounding rooms are negative pressure relative to adjacent areas (≥0.01 in. water column); non-HD sterile rooms are positive pressure.

  • HEPA filters remove ≥99.97% of particles ≥0.3 µm; certification of PECs and cleanrooms occurs every 6 months and after relocation or major service.

Quick reference

Facility Cleaning

  • Cleanroom surfaces are cleaned and disinfected in a defined order: work surfaces and equipment first, then floors, moving from clean to dirty and top to bottom.

  • USP <797> requires cleaning (removing residue with a detergent/disinfectant) followed by disinfection (applying a sporicidal or appropriate agent) at the start and end of each shift and after spills.

  • Sporicidal agents (e.g., sodium hypochlorite, hydrogen peroxide/peracetic acid) must be applied at a defined frequency (e.g., daily or per policy) because they are inactivated by organic matter.

  • Aseptic areas are cleaned with low-lint, non-shedding wipes; mops and wipes used in HD areas are dedicated and not shared with non-HD areas.

  • Disinfectant contact (dwell) time must match the manufacturer's label; a surface is not considered disinfected until the labeled contact time elapses.

  • Isopropyl alcohol 70% is used on the work surface of the PEC immediately before compounding, applied with friction and allowed to dry.

  • Cleaning logs record date, time, agent, area, and initials; the log is an administrative control that supports compliance with USP <797>/<800>.

  • Spills of hazardous drugs are cleaned per the facility's HD spill kit procedure; contaminated waste goes into appropriate hazardous waste containers.

Quick reference

Personal Protective Equipment (PPE)

  • For non-hazardous sterile compounding, minimum PPE includes a low-lint gown, hair cover, face mask, and gloves; gloves must be sterile for direct contact with sterile components.

  • For hazardous drug handling, PPE includes two pairs of chemotherapy-rated gloves, a chemo-rated gown, a NIOSH-approved N95 or better respirator, and eye/face protection.

  • Chemotherapy gloves must meet ASTM D6978; they are changed every 30 minutes of HD contact or when torn, punctured, or visibly contaminated.

  • The outer pair of gloves is removed first and discarded as HD waste; the inner pair is removed and discarded next; hand hygiene follows.

  • A gown used for HDs must be a closed-front, long-sleeved, cuffed gown labeled as chemo-rated; it is removed inside the compounding area and discarded as HD waste.

  • PPE is donned in the anteroom before entering the buffer/cleanroom; sterile gloves are donned after hand hygiene and before touching sterile supplies.

  • Respirators require fit testing and a user seal check each time they are worn; facial hair at the sealing surface prevents a proper seal.

  • PPE for non-HD compounding is removed in the reverse order of donning, and hand hygiene is performed after removal.

Quick reference

Transport & Receiving

  • Receiving: inspect shipping containers for damage, temperature excursion indicators, and tamper evidence before accepting; document discrepancies and quarantine affected product.

  • Temperature-controlled shipments: refrigerated products are 2–8 °C (36–46 °F); frozen products are −25 to −10 °C; controlled room temperature is 20–25 °C (68–77 °F).

  • Cold-chain products must be transported in validated containers with phase-change materials; product must not contact dry ice or gel packs directly.

  • Hazardous drugs are transported in sealed, labeled containers; transport containers for HDs must prevent breakage and leakage and be labeled per DOT/UN requirements.

  • Receiving documentation includes date, time, temperature reading, carrier, and initials; excursions are reported to the supplier and the product is quarantined pending disposition.

  • Final dosage forms (CSPs) are transported in sealed, tamper-evident containers; the label includes beyond-use date/time, storage requirements, and patient identifiers.

  • Transport of compounded sterile preparations must maintain temperature and protect from light per the CSP's stability; delivery is documented with time-out and time-in.

  • DEA-controlled substances received are counted, signed for by an authorized person, and stored in a secured, locked location; discrepancies are reported.

Quick reference

Dispensing Final Dosage Forms

  • A CSP beyond-use date (BUD) is assigned from the time of compounding, based on the risk level, storage temperature, and whether the preparation is sterile and preservative-free.

  • USP <797> low-risk CSP BUDs (no preservative): 48 hours at room temperature, 14 days refrigerated, 45 days frozen; medium-risk: 30 hours, 9 days, 45 days.

  • A dispensed prescription label must include patient name, drug name and strength, directions, quantity, date, prescriber, pharmacy, and beyond-use or expiration date.

  • The final check of a CSP includes verification of the correct drug, dose, diluent, container, label, and visual inspection for particulates and container integrity.

  • Sterile products are visually inspected against a black-and-white background for particulates, discoloration, and leaks before release.

  • High-alert medications (e.g., insulin, heparin, chemotherapy) require independent double-checks and standardized concentrations before dispensing.

  • Unit-dose and repackaged dosage forms are labeled with the drug, strength, lot, expiration date, and repackager; repackaging records are retained.

  • Dispensing records for controlled substances include the drug, quantity, date, patient, prescriber, and the identity of the dispensing pharmacist.

Quick reference

Administrative

  • USP <797> governs sterile compounding; USP <800> governs hazardous drug handling; both are enforceable in states that adopt them through boards of pharmacy.

  • Standard operating procedures (SOPs) must be written, reviewed, and updated at defined intervals; personnel must be trained and competency-assessed before independent compounding.

  • Personnel competency for sterile compounding is documented initially and at least every 12 months, including hand hygiene, garbing, and aseptic technique observation.

  • Environmental monitoring includes surface sampling and air sampling; results are trended and out-of-limit results trigger investigation and corrective action.

  • A medication error and adverse event reporting system is required; events are documented, reviewed, and used for quality improvement.

  • Controlled substances require a perpetual inventory, biennial (every 2 years) inventory, and secure storage; records are retained per DEA requirements (generally 2 years).

  • The pharmacy must maintain a policy for handling hazardous drug spills, including a spill kit, trained personnel, and documented cleanup.

  • Recall procedures require identification of affected lots, quarantine, notification of patients when appropriate, and documentation of the recall response.