ASSE 6030 study materials
ASSE 6030 study resources

ASSE 6030 cheat sheet

ASSE 6030 · Keep the key ideas within reach.

Quick reference

Cross-Connection Control and Backflow Concepts

  • Cross-connection: any actual or potential physical connection between a potable water supply and any source of nonpotable fluid or substance.

  • Backflow: reverse flow of water or other substances into the distribution system of a public water supply from any source.

  • Backsiphonage is caused by negative or subatmospheric pressure in the supply piping; backpressure is caused by downstream pressure exceeding supply pressure.

  • Backflow prevention methods: air gap (physical separation), backflow prevention assemblies (testable), and backflow prevention devices (non-testable, e.g., atmospheric vacuum breaker).

  • Containment isolation protects the public water main at the service connection; cross-connection isolation protects individual fixtures or zones within a premises.

  • A pollution hazard degrades water quality (taste, odor, color) without posing a health risk; a contamination hazard creates a health hazard.

  • Typical backsiphonage hazards: hose bibs with submerged hoses, chemical sprayers, flushometer valves, boiler feed lines, and lawn irrigation systems.

  • Typical backpressure hazards: boilers, chillers, pumps, elevated storage, and any connection to a system operating at higher pressure than the supply.

Quick reference

Hydraulics and Backflow Theory

  • Pressure in psi equals head in feet multiplied by 0.433 (for water at 62.4 lb/ft³).

  • Absolute pressure equals gauge pressure plus atmospheric pressure (about 14.7 psi at sea level).

  • A perfect vacuum is 0 psia; the maximum theoretical backsiphonage lift at sea level is about 33.9 ft of water (14.7 psi ÷ 0.433).

  • Flow through an orifice or opening follows Q = C·A·√(2gh), so flow increases with the square root of the pressure differential.

  • Head loss across a backflow assembly increases with flow rate; manufacturer flow curves define normal and maximum pressure loss.

  • Water hammer is a pressure surge caused by rapid velocity change; arrestors and slow-closing valves reduce the surge.

  • Static pressure is the pressure with no flow; residual pressure is the pressure remaining while water is flowing.

  • A pressure differential across a check valve must exceed the valve's cracking pressure before it opens; a reduced-pressure assembly maintains a differential between zones.

Quick reference

Backflow Prevention Assemblies and Devices

  • Air gap: physical separation between the potable outlet and the flood-level rim; the only non-mechanical method and provides the highest protection.

  • Reduced-pressure principle backflow prevention assembly (RP): two independently acting check valves plus a hydraulically operating differential relief valve located between them.

  • Double check valve assembly (DC): two independently acting check valves with test cocks; used for non-health hazards only.

  • Pressure vacuum breaker (PVB): loaded check valve and loaded air inlet valve; must be installed above the highest downstream piping and cannot be subject to backpressure.

  • Atmospheric vacuum breaker (AVB): unloaded air inlet valve; cannot be under continuous pressure and has no test cocks.

  • Spill-resistant vacuum breaker (SVB): a PVB variant with a check valve that prevents spillage during normal operation and permits installation in pits with drainage.

  • Hose connection vacuum breaker (HCVB) and dual check valve with intermediate vent are devices, not testable assemblies.

  • Air gap fittings and barometric loops must terminate at least the specified distance above the flood-level rim and drain to a safe receptor.

Quick reference

Codes, Standards, and Regulations

  • ASSE 1001 covers atmospheric vacuum breakers; ASSE 1011 covers hose connection vacuum breakers; ASSE 1012 covers backflow preventer with intermediate vent.

  • ASSE 1013 covers reduced-pressure principle backflow prevention assemblies; ASSE 1015 covers double check valve assemblies; ASSE 1020 covers pressure vacuum breakers.

  • ASSE 1024 covers dual check valve backflow preventers; ASSE 1047 covers reduced-pressure detector assemblies; ASSE 1048 covers double check detector assemblies.

  • ASSE 1056 covers spill-resistant vacuum breakers; ASSE 1052 covers hose connection backflow preventers.

  • AWWA C511 covers reduced-pressure principle backflow prevention assemblies; AWWA C510 covers double check valve assemblies.

  • The Safe Drinking Water Act and 40 CFR Part 141 require public water systems to protect the distribution system from contamination.

  • Model plumbing codes (IPC, UPC) and local cross-connection control ordinances govern installation, testing, and annual certification.

  • A certified tester must hold the credential required by the local authority having jurisdiction and comply with its testing and reporting rules.

Quick reference

Hazard Assessment and Protection Selection

  • Degree of hazard: health hazard (contamination) requires an air gap or an RP assembly; non-health hazard (pollution) may use a DC, PVB, or other approved device.

  • Air gap is required where toxic or health-hazard substances could backflow and no other method provides equivalent protection.

  • RP assemblies are used for high-hazard containment and for premises isolation where backpressure or backsiphonage could introduce health hazards.

  • DC assemblies are limited to low-hazard (non-health) applications where backpressure is possible but no health hazard exists.

  • PVB is used for low-hazard backsiphonage only; SVB is used where spillage would be objectionable and drainage is available.

  • AVB is limited to low-hazard, non-continuous-pressure applications such as individual hose bibs and lawn sprinklers.

  • Detector assemblies (RPDA, DCDA) are used on fire sprinkler systems to detect unauthorized water use while protecting the supply.

  • Hazard assessment considers toxicity, connection type, system pressure, and the possibility of backpressure versus backsiphonage.

Quick reference

Installation Requirements and Practices

  • Air gap: the potable outlet must be at least twice the effective opening diameter above the flood-level rim, and never less than 1 inch.

  • RP assembly must be installed horizontally, with adequate clearance for testing and repair, and must not be installed in a pit without drainage and access.

  • DC assembly must be installed horizontally unless the manufacturer lists vertical installation; test cocks must remain accessible.

  • PVB must be installed at least 12 inches above the highest downstream piping or fixture; check local code for exact height.

  • AVB must be installed at least 6 inches above the highest point of downstream piping and must not be under continuous pressure.

  • SVB must be installed at least 12 inches above the highest downstream piping and must have a drain for spillage.

  • Assemblies must be protected from freezing, backpressure, and unauthorized removal; installers must follow manufacturer's instructions and local code.

  • Test cocks and shutoff valves must be accessible for testing; strainers and bypasses must not defeat assembly protection.

Quick reference

Field Testing Procedures and Troubleshooting

  • Test sequence for an RP assembly: record supply pressure, check check valve #1 tightness, check relief valve opening point, check check valve #2 tightness, and record final readings.

  • Relief valve opening point must be at least 2 psi below the supply pressure and the assembly must maintain the required differential.

  • Check valve tightness is verified by observing pressure hold on the gauge with the upstream or downstream shutoff closed.

  • A DC assembly passes if both check valves hold pressure and no continuous leakage occurs through test cocks.

  • A PVB passes if the air inlet opens at the specified vacuum and the check valve holds; a failed air inlet indicates a defective check or fouled seat.

  • Common failures: debris on seats, worn O-rings, damaged relief valve diaphragms, and improperly adjusted springs.

  • Record test results on the form required by the local authority; include tester certification number, date, and gauge calibration information.

  • Test gauges must be calibrated and within the accuracy tolerance specified by the jurisdiction; record calibration dates.

Quick reference

Program Management, Records, and Safety

  • A cross-connection control program includes hazard surveys, device inventories, installation permits, annual testing, and enforcement.

  • Records should include device location, make, model, size, serial number, installation date, test results, and tester identification.

  • Annual testing is typical; the authority having jurisdiction may require more frequent testing for high-hazard installations.

  • Program administration includes tester certification, continuing education, and public education on cross-connection hazards.

  • Safety: use personal protective equipment, lockout/tagout, and confined-space procedures when working in pits or vaults.

  • Before testing, confirm the assembly is isolated and depressurized; release pressure slowly to avoid water hammer and injury.

  • Documentation must be retained per local retention schedules and made available to the authority upon request.

  • Noncompliance procedures include notification, re-test deadlines, and possible termination of water service.