ROC-M Exam study materials
ROC-M Exam study resources

ROC-M Exam cheat sheet

ROC-M Exam · Keep the key ideas within reach.

Quick reference

Mechanical Systems Fundamentals

  • Torque T = F × r; power P = T × ω, with ω in rad/s (ω = 2πN/60 for N in rpm).

  • Shaft power (kW) = 2πNT/60 000 when torque is in N·m and speed in rpm.

  • Shaft horsepower = T(lb·in) × N(rpm) / 63 025.

  • Mechanical advantage = load / effort; velocity ratio = effort distance / load distance; efficiency = MA / VR.

  • Belt drive ratio = driver pulley diameter / driven pulley diameter; belt speed v = πDN.

  • Gear ratio = teeth on driven gear / teeth on driver gear; torque multiplies by the ratio, speed divides by it.

  • Bearing life: L10 = (C/P)^p million revolutions, p = 3 for ball bearings and 10/3 for roller bearings.

  • Shaft stress: torsional shear τ = 16T/(πd³); combined bending and torsion uses equivalent moment Me = 0.5[M + √(M² + T²)].

Quick reference

Boilers and Pressure Vessels

  • Boiler horsepower = 33 475 Btu/h ≈ 9.81 kW; one boiler hp evaporates about 34.5 lb of water per hour at 212 °F.

  • ASME Section I governs power boilers; Section IV governs heating boilers; Section VIII governs unfired pressure vessels.

  • Thin-cylinder hoop stress = Pr/t; longitudinal stress = Pr/2t, so hoop stress governs wall thickness.

  • ASME Section VIII Division 1 shell thickness t = PR/(SE − 0.6P) plus corrosion allowance.

  • Safety valve capacity must equal or exceed the maximum rated steam-generating capacity of the boiler.

  • A low-water cutoff is a required protective device; it must be tested and the burner locked out on low water.

  • Try-cocks and a gauge glass confirm water level; the gauge glass is the primary day-to-day level indicator.

  • Boiler efficiency = heat absorbed / heat input; stack loss rises with excess air and high flue-gas temperature.

  • Hydrostatic test pressure for new Section VIII vessels is typically 1.3 × MAWP, adjusted for temperature.

Quick reference

Pumps, Compressors, and Rotating Equipment

  • Pump power P(kW) = Q(m³/s) × H(m) × ρ(kg/m³) × 9.81 / efficiency.

  • Pump head in metres H = (pressure difference in Pa) / (ρ × 9.81).

  • Affinity laws: flow ∝ N, head ∝ N², power ∝ N³; flow ∝ D, head ∝ D², power ∝ D³ for impeller diameter D.

  • NPSH available must exceed NPSH required by a margin to avoid cavitation; NPSHa = (ps − pv)/(ρg) + z − hf.

  • Specific speed Ns = N√Q / H^0.75; low Ns favors radial flow, high Ns favors mixed and axial flow.

  • Centrifugal pumps are constant-head machines; positive-displacement pumps are essentially constant-flow machines.

  • Compressor polytropic power depends on n/(n−1) and pressure ratio; intercooling reduces work and discharge temperature.

  • Vibration severity is judged against ISO 10816/20816 zone limits; rising trend matters more than a single reading.

  • Alignment should be checked with laser or dial-indicator methods; thermal growth offsets are set at cold alignment.

Quick reference

Piping, Valves, and Fluid Handling

  • Darcy-Weisbach head loss hf = f (L/D)(v²/2g); friction factor f depends on Reynolds number and relative roughness.

  • Reynolds number Re = ρvD/μ; Re < 2000 is laminar, Re > 4000 is turbulent.

  • Hazen-Williams head loss: hf = 10.67 L Q^1.852 / (C^1.852 D^4.87) in SI units.

  • Water hammer pressure surge ≈ ρ c Δv, where c is the pressure-wave speed in the pipe.

  • ASME B31.1 covers power piping; B31.3 covers process piping; B31.5 covers refrigeration piping.

  • Pipe schedule number ≈ 1000 × P/S, where P is internal pressure and S is allowable stress.

  • Gate valves are for isolation, globe valves for throttling, check valves for one-way flow, and relief valves for overpressure protection.

  • A valve's flow coefficient Cv is the flow of water in US gpm at 1 psi drop; use the choked-flow check for gases.

Quick reference

HVAC and Refrigeration Systems

  • Sensible heat Q = 1.08 × cfm × ΔT(°F) for air at standard conditions; Q = 4.5 × cfm × Δh for total heat.

  • Water heating/cooling Q(Btu/h) = 500 × gpm × ΔT(°F).

  • Refrigeration coefficient of performance COP = refrigerating effect / work input; heat-pump COP = heating effect / work input.

  • Carnot COP for cooling = Tc/(Th − Tc) with absolute temperatures; no real cycle exceeds it.

  • Refrigerant pressure-enthalpy cycle: compression, condensation, expansion, evaporation; superheat and subcooling are measured at evaporator and condenser outlets.

  • Cooling tower approach = leaving water temperature − entering wet-bulb temperature; range = entering water − leaving water.

  • Psychrometrics: relative humidity is the ratio of actual vapor pressure to saturation vapor pressure at the same dry-bulb temperature.

  • ASHRAE Standard 15 governs refrigerant safety classification and machinery-room requirements; Standard 34 defines refrigerant designations.

  • Air-side pressure drop and fan laws: fan flow ∝ speed, static pressure ∝ speed², power ∝ speed³.

Quick reference

Electrical and Control Systems for Mechanical Equipment

  • Three-phase power P = √3 × VL × IL × power factor; single-phase P = V × I × power factor.

  • Motor full-load current is read from NEC Table 430.250; overload protection is sized per NEC Article 430.

  • Locked-rotor current is typically 5–8 times full-load current for induction motors.

  • Motor synchronous speed Ns = 120f/P, where f is frequency in Hz and P is the number of poles.

  • Slip = (Ns − Nr)/Ns; rated slip for standard induction motors is usually a few percent.

  • A variable-frequency drive controls motor speed by varying voltage and frequency together (V/Hz ratio) to hold flux.

  • Control loop terms: proportional output depends on error, integral removes offset, derivative responds to rate of change.

  • A PID controller tuned too aggressively shows oscillation; too much integral causes windup and overshoot.

  • Instrumentation signals: 4–20 mA is standard for analog transmitters, with 4 mA representing the live zero.

Quick reference

Maintenance, Inspection, and Testing

  • Preventive maintenance follows time or run-hour intervals; predictive maintenance acts on measured condition such as vibration, oil analysis, or thermography.

  • Non-destructive examination methods include visual, liquid penetrant, magnetic particle, ultrasonic, and radiographic testing.

  • Magnetic particle testing applies only to ferromagnetic materials; liquid penetrant works on nonporous surfaces of any material.

  • Ultrasonic thickness testing detects wall loss from corrosion and erosion; readings are compared against minimum required thickness.

  • Lubricant condition is tracked by viscosity, water content, particle count, and spectrometric wear metals.

  • Vibration analysis: unbalance shows 1× running speed, misalignment shows 2× and axial 1×, and bearing defects show high-frequency impacts.

  • A functional test verifies that a device operates as designed; a calibration verifies accuracy against a traceable standard.

  • Steam trap testing by ultrasonic or temperature methods identifies failed-open and failed-closed traps.

Quick reference

Safety, Codes, and Regulatory Compliance

  • Lockout/tagout requires energy isolation, verification of zero energy, and removal of stored energy before work.

  • Confined-space entry requires atmospheric testing for oxygen, flammables, and toxics, plus an attendant and entry permit.

  • Hot work requires a permit, fire watch, and combustible-free area; gas testing precedes ignition.

  • NFPA 70 is the National Electrical Code; NFPA 85 covers boiler and combustion systems; NFPA 54 covers fuel gas.

  • OSHA 29 CFR 1910 Subpart H covers hazardous materials; Subpart S covers electrical safety.

  • ASME Boiler and Pressure Vessel Code establishes design, fabrication, and inspection rules; the National Board governs repairs and stamps.

  • A pressure-relief valve must be set at or below the maximum allowable working pressure and be tested and sealed.

  • Personal protective equipment is the last line of defense in the hierarchy of controls; elimination and engineering controls come first.

  • Incident reporting and root-cause analysis are required elements of a compliant safety management program.

Quick reference

Mechanical Systems Fundamentals

  • Torque T = F × r; power P = T × ω, with ω in rad/s (ω = 2πN/60 for N in rpm).

  • Shaft power (kW) = 2πNT/60 000 when torque is in N·m and speed is in rpm.

  • Shaft horsepower = T(lb·in) × N(rpm) / 63 025.

  • Mechanical advantage = load / effort; velocity ratio = effort distance / load distance; efficiency = MA / VR.

  • Belt drive ratio = driver pulley diameter / driven pulley diameter; belt speed v = πDN.

  • Gear ratio = teeth on driven gear / teeth on driver gear; torque multiplies by the ratio, speed divides by it.

  • Bearing life L10 = (C/P)^p million revolutions, p = 3 for ball bearings and 10/3 for roller bearings.

  • Shaft torsional shear τ = 16T/(πd³); combined bending and torsion uses equivalent moment Me = 0.5[M + √(M² + T²)].

Quick reference

Boilers and Pressure Vessels

  • Boiler horsepower = 33 475 Btu/h ≈ 9.81 kW; one boiler hp evaporates about 34.5 lb of water per hour at 212 °F.

  • ASME Section I governs power boilers; Section IV governs heating boilers; Section VIII governs unfired pressure vessels.

  • Thin-cylinder hoop stress = Pr/t; longitudinal stress = Pr/2t, so hoop stress governs wall thickness.

  • ASME Section VIII Division 1 shell thickness t = PR/(SE − 0.6P) plus corrosion allowance.

  • Safety valve capacity must equal or exceed the maximum rated steam-generating capacity of the boiler.

  • A low-water cutoff is a required protective device; it must be tested and the burner locked out on low water.

  • Try-cocks and a gauge glass confirm water level; the gauge glass is the primary day-to-day level indicator.

  • Boiler efficiency = heat absorbed / heat input; stack loss rises with excess air and high flue-gas temperature.

  • Hydrostatic test pressure for new Section VIII vessels is typically 1.3 × MAWP, adjusted for temperature.

Quick reference

Pumps, Compressors, and Rotating Equipment

  • Pump power P(kW) = Q(m³/s) × H(m) × ρ(kg/m³) × 9.81 / efficiency.

  • Pump head in metres H = (pressure difference in Pa) / (ρ × 9.81).

  • Affinity laws: flow ∝ N, head ∝ N², power ∝ N³; flow ∝ D, head ∝ D², power ∝ D³ for impeller diameter D.

  • NPSH available must exceed NPSH required by a margin to avoid cavitation; NPSHa = (ps − pv)/(ρg) + z − hf.

  • Specific speed Ns = N√Q / H^0.75; low Ns favors radial flow, high Ns favors mixed and axial flow.

  • Centrifugal pumps are constant-head machines; positive-displacement pumps are essentially constant-flow machines.

  • Compressor polytropic power depends on n/(n−1) and pressure ratio; intercooling reduces work and discharge temperature.

  • Vibration severity is judged against ISO 10816/20816 zone limits; rising trend matters more than a single reading.

  • Alignment should be checked with laser or dial-indicator methods; thermal growth offsets are set at cold alignment.

Quick reference

Piping, Valves, and Fluid Handling

  • Darcy-Weisbach head loss hf = f (L/D)(v²/2g); friction factor f depends on Reynolds number and relative roughness.

  • Reynolds number Re = ρvD/μ; Re < 2000 is laminar, Re > 4000 is turbulent.

  • Hazen-Williams head loss: hf = 10.67 L Q^1.852 / (C^1.852 D^4.87) in SI units.

  • Water hammer pressure surge ≈ ρ c Δv, where c is the pressure-wave speed in the pipe.

  • ASME B31.1 covers power piping; B31.3 covers process piping; B31.5 covers refrigeration piping.

  • Pipe schedule number ≈ 1000 × P/S, where P is internal pressure and S is allowable stress.

  • Gate valves are for isolation, globe valves for throttling, check valves for one-way flow, and relief valves for overpressure protection.

  • A valve's flow coefficient Cv is the flow of water in US gpm at 1 psi drop; use the choked-flow check for gases.

Quick reference

HVAC and Refrigeration Systems

  • Sensible heat Q = 1.08 × cfm × ΔT(°F) for air at standard conditions; Q = 4.5 × cfm × Δh for total heat.

  • Water heating/cooling Q(Btu/h) = 500 × gpm × ΔT(°F).

  • Refrigeration coefficient of performance COP = refrigerating effect / work input; heat-pump COP = heating effect / work input.

  • Carnot COP for cooling = Tc/(Th − Tc) with absolute temperatures; no real cycle exceeds it.

  • Refrigerant pressure-enthalpy cycle: compression, condensation, expansion, evaporation; superheat and subcooling are measured at evaporator and condenser outlets.

  • Cooling tower approach = leaving water temperature − entering wet-bulb temperature; range = entering water − leaving water.

  • Psychrometrics: relative humidity is the ratio of actual vapor pressure to saturation vapor pressure at the same dry-bulb temperature.

  • ASHRAE Standard 15 governs refrigerant safety classification and machinery-room requirements; Standard 34 defines refrigerant designations.

  • Air-side pressure drop and fan laws: fan flow ∝ speed, static pressure ∝ speed², power ∝ speed³.

Quick reference

Electrical and Control Systems for Mechanical Equipment

  • Three-phase power P = √3 × VL × IL × power factor; single-phase P = V × I × power factor.

  • Motor full-load current is read from NEC Table 430.250; overload protection is sized per NEC Article 430.

  • Locked-rotor current is typically 5–8 times full-load current for induction motors.

  • Motor synchronous speed Ns = 120f/P, where f is frequency in Hz and P is the number of poles.

  • Slip = (Ns − Nr)/Ns; rated slip for standard induction motors is usually a few percent.

  • A variable-frequency drive controls motor speed by varying voltage and frequency together (V/Hz ratio) to hold flux.

  • Control loop terms: proportional output depends on error, integral removes offset, derivative responds to rate of change.

  • A PID controller tuned too aggressively shows oscillation; too much integral causes windup and overshoot.

  • Instrumentation signals: 4–20 mA is standard for analog transmitters, with 4 mA representing the live zero.

Quick reference

Maintenance, Inspection, and Testing

  • Preventive maintenance follows time or run-hour intervals; predictive maintenance acts on measured condition such as vibration, oil analysis, or thermography.

  • Non-destructive examination methods include visual, liquid penetrant, magnetic particle, ultrasonic, and radiographic testing.

  • Magnetic particle testing applies only to ferromagnetic materials; liquid penetrant works on nonporous surfaces of any material.

  • Ultrasonic thickness testing detects wall loss from corrosion and erosion; readings are compared against minimum required thickness.

  • Lubricant condition is tracked by viscosity, water content, particle count, and spectrometric wear metals.

  • Vibration analysis: unbalance shows 1× running speed, misalignment shows 2× and axial 1×, and bearing defects show high-frequency impacts.

  • A functional test verifies that a device operates as designed; a calibration verifies accuracy against a traceable standard.

  • Steam trap testing by ultrasonic or temperature methods identifies failed-open and failed-closed traps.

Quick reference

Safety, Codes, and Regulatory Compliance

  • Lockout/tagout requires energy isolation, verification of zero energy, and removal of stored energy before work.

  • Confined-space entry requires atmospheric testing for oxygen, flammables, and toxics, plus an attendant and entry permit.

  • Hot work requires a permit, fire watch, and combustible-free area; gas testing precedes ignition.

  • NFPA 70 is the National Electrical Code; NFPA 85 covers boiler and combustion systems; NFPA 54 covers fuel gas.

  • OSHA 29 CFR 1910 Subpart H covers hazardous materials; Subpart S covers electrical safety.

  • ASME Boiler and Pressure Vessel Code establishes design, fabrication, and inspection rules; the National Board governs repairs and stamps.

  • A pressure-relief valve must be set at or below the maximum allowable working pressure and be tested and sealed.

  • Personal protective equipment is the last line of defense in the hierarchy of controls; elimination and engineering controls come first.

  • Incident reporting and root-cause analysis are required elements of a compliant safety management program.