EPLE case studies
EPLE · Put your knowledge to work in context.
The European Professional License Examination (EPLE) is a multiple-choice credentialing exam for professionals seeking to demonstrate competence across seven domains of European professional practice. It is intended for candidates who already hold relevant qualifications or experience and need a structured, standards-based assessment of their regulatory knowledge, legal awareness, client-handling skills, risk management, business operations, and information technology competence. The EPLE case studies are 5 cases and about 4,280 words.
1The Former CFO and the Misspelled Conflict Check
Daniel Ruiz is the sole owner of a three-person licensed advisory practice. For 14 years he has represented Meridian Logistics on contract and employment matters.
904 words, about 5 min2The Subpoena and the Client’s Deletion Request
Northline Compliance LLC maintains client files in a cloud system and a 90-day rotating backup. Its written retention schedule says active files are kept seven years after closure; archived matters are kept indefinitely if a hold is in place.
897 words, about 4 min3The Ten-Day Certification Outside the Practice
Ana Petrov is a licensed practitioner specializing in domestic employment compliance. Her largest client, Cedar Point Facilities, asks her to review a proposed data-transfer arrangement involving employee records sent from its California office to a contractor in São Paulo and to certify that the arrangement meets Brazilian data-protection law.
828 words, about 4 min4The Power of Attorney Change and the Daughter in the Room
Ruth Calloway, 82, has been a client for six years. She calls the office asking to change her power of attorney from her son, Marcus, to her daughter, Denise, and to remove Marcus as a beneficiary of a $600,000 brokerage account.
813 words, about 4 min5The Trust Account Shortfall and the Renewal Questionnaire
Ridgeline Advisory is a four-person firm. Its IOLTA trust account should hold 8,400 for client A.
838 words, about 4 min