NYPD Captain study materials
NYPD Captain study resources

NYPD Captain key terms

NYPD Captain · Get comfortable with the vocabulary.

Stop, Question and Frisk

A brief street detention based on reasonable suspicion that a person has committed, is committing, or is about to commit a crime; a frisk requires separate reasonable suspicion that the person is armed and dangerous.

Related: Reasonable Suspicion, Terry Stop Standard, Level of Suspicion
Reasonable Suspicion

A suspicion grounded in specific, articulable facts and rational inferences that criminal activity is afoot or a person is armed; a lower threshold than probable cause but higher than a hunch.

Related: Stop, Question and Frisk, Probable Cause, Level of Suspicion
Probable Cause

Facts and circumstances that would lead a reasonable officer to believe a crime has been, is being, or will be committed, or that evidence of a crime will be found in a particular place.

Related: Reasonable Suspicion, Arrest Warrant, Search Warrant
Terry Stop Standard

The constitutional rule that an officer may briefly detain a person on reasonable suspicion and may pat down outer clothing for weapons when officer safety reasonably requires it, without a warrant.

Related: Stop, Question and Frisk, Reasonable Suspicion, Level of Suspicion
Level of Suspicion

The continuum from mere hunch, to founded suspicion, to reasonable suspicion, to probable cause, each permitting progressively more intrusive police action under state and federal law.

Related: Reasonable Suspicion, Probable Cause, Stop, Question and Frisk
Arrest Warrant

A court order authorizing officers to take a named person into custody for a charged offense; execution generally requires knocking, announcing purpose, and entry only when authorized or exigent circumstances exist.

Related: Probable Cause, Search Warrant, Exigent Circumstances
Search Warrant

A judicial order based on probable cause that authorizes a search of a specified place or person for specified items; it must be executed within its time limits and limited to its stated scope.

Related: Probable Cause, Arrest Warrant, Plain View Doctrine
Exigent Circumstances

Urgent conditions such as hot pursuit, imminent destruction of evidence, or danger to life that justify warrantless entry or search because obtaining a warrant first is reasonably impracticable.

Related: Search Warrant, Arrest Warrant, Emergency Exception
Plain View Doctrine

The rule allowing an officer lawfully present in a location to seize evidence of a crime whose incriminating character is immediately apparent, without a warrant.

Related: Search Warrant, Exigent Circumstances, Consent Search
Consent Search

A warrantless search permitted when a person with authority over the area gives voluntary consent; the consent must be freely given and may be limited or withdrawn at any time.

Related: Plain View Doctrine, Search Warrant, Custodial Interrogation
Custodial Interrogation

Questioning by officers of a person in custody or otherwise deprived of freedom in a significant way; it triggers the requirement to advise the person of constitutional rights before questioning.

Related: Miranda Warning, Consent Search, Right to Counsel
Miranda Warning

The advisement of the right to remain silent, that statements may be used against the speaker, the right to counsel, and the right to appointed counsel if indigent, required before custodial interrogation.

Related: Custodial Interrogation, Right to Counsel, Waiver of Rights
Right to Counsel

A suspect's constitutional right to have an attorney present during custodial interrogation and at critical stages of a criminal case; it attaches differently at interrogation and at arraignment.

Related: Miranda Warning, Waiver of Rights, Custodial Interrogation
Waiver of Rights

A knowing, voluntary, and intelligent relinquishment of a constitutional right, such as the right to remain silent; courts examine the totality of circumstances when deciding whether it was valid.

Related: Miranda Warning, Right to Counsel, Custodial Interrogation
Chain of Custody

The documented, unbroken record of who handled evidence, when, and for what purpose, from seizure through analysis and court presentation, supporting its authenticity and integrity at trial.

Related: Evidence Control, Case File, Discovery Obligations
Evidence Control

The procedures for packaging, labeling, logging, storing, and releasing physical evidence so that it remains secure, identifiable, and admissible; includes property vouchering and periodic audits.

Related: Chain of Custody, Case File, Search Warrant
Case File

The organized record of an investigation, including reports, statements, evidence logs, and investigative steps, maintained so supervisors and prosecutors can review and use it.

Related: Chain of Custody, Discovery Obligations, Investigative Plan
Discovery Obligations

The duty to disclose to the prosecution and defense material evidence, including exculpatory information and impeachment material, so the accused receives a fair trial.

Related: Case File, Chain of Custody, Ethical Duty
Investigative Plan

A written strategy for a case that sets out leads, witnesses, forensic requests, canvass areas, timelines, and assigned personnel, updated as facts develop.

Related: Case File, Chain of Custody, Major Case Management
Major Case Management

A structured approach to complex investigations using a case commander, documented decision logs, tasking systems, and regular reviews so large volumes of information stay organized and accountable.

Related: Investigative Plan, Case File, Incident Command System
Incident Command System

A standardized, scalable command structure that assigns roles such as incident commander, operations, planning, logistics, and finance so responders from multiple agencies work under one plan.

Related: Unified Command, Span of Control, Emergency Exception
Unified Command

A command arrangement in which agencies with joint responsibility for an incident set objectives together while each retains authority over its own personnel and resources.

Related: Incident Command System, Span of Control, Mutual Aid
Span of Control

The number of subordinates or functions one supervisor can effectively direct; keeping it manageable, commonly three to seven, preserves communication and control during routine and emergency operations.

Related: Incident Command System, Unified Command, Roll Call
Mutual Aid

A prearranged or requested sharing of personnel and resources between agencies during an emergency, governed by agreements that set authority, cost, and liability terms.

Related: Unified Command, Incident Command System, Emergency Mobilization
Emergency Mobilization

The ordered recall and deployment of off-duty or specialized personnel in response to a critical incident, including staging, accountability, and demobilization procedures.

Related: Mutual Aid, Incident Command System, Roll Call
Emergency Exception

The principle that police may take reasonable action, including warrantless entry, to protect life or prevent serious harm when an emergency leaves no time to obtain a warrant.

Related: Exigent Circumstances, Incident Command System, Use of Force Continuum
Use of Force Continuum

A framework describing escalating levels of officer response matched to subject behavior, from presence and verbal direction to physical control and deadly force, with review after each application.

Related: Deadly Force Standard, Force Review Board, Duty to Intervene
Deadly Force Standard

The legal and policy limits on force likely to cause death or serious injury, generally permitted only to prevent imminent death or serious injury to the officer or another person.

Related: Use of Force Continuum, Force Review Board, Duty to Intervene
Duty to Intervene

The obligation of an officer to stop or report another officer's excessive or unlawful force when in a position to do so, and to render aid afterward.

Related: Use of Force Continuum, Ethical Duty, Force Review Board
Force Review Board

A panel that examines reports, body-worn camera footage, and evidence after serious force incidents to determine policy compliance, training needs, and accountability outcomes.

Related: Use of Force Continuum, Deadly Force Standard, Early Intervention System
Early Intervention System

A data-based tool that flags officers with patterns of complaints, force incidents, sick leave, or collisions so supervisors can offer counseling, training, or reassignment before problems worsen.

Related: Force Review Board, Progressive Discipline, Span of Control
Progressive Discipline

A structured response to misconduct that escalates from counseling and warning through suspension and termination, applied consistently and documented at each step.

Related: Early Intervention System, Just Cause Standard, Ethical Duty
Just Cause Standard

The requirement that discipline be supported by a legitimate, documented reason, proportionate to the offense, and imposed through fair procedures including notice and an opportunity to respond.

Related: Progressive Discipline, Grievance Procedure, Ethical Duty
Grievance Procedure

The contractual process by which an employee challenges discipline, assignment, or working conditions through defined steps, culminating in arbitration if unresolved.

Related: Just Cause Standard, Progressive Discipline, Span of Control
Roll Call

A shift briefing where supervisors verify attendance and equipment, relay crime patterns, orders, and safety information, and assign posts and tasks before deployment.

Related: Span of Control, Emergency Mobilization, CompStat
CompStat

A management process using timely crime and quality-of-life data, mapped by area, in recurring meetings where commanders are held accountable for trends and deployment decisions.

Related: Roll Call, Deployment Plan, Performance Measurement
Deployment Plan

The allocation of personnel and resources across shifts, sectors, and conditions based on crime analysis, special events, and officer availability, adjusted as conditions change.

Related: CompStat, Performance Measurement, Emergency Mobilization
Performance Measurement

The use of defined indicators, such as response times, crime reduction, arrests, complaints, and overtime, to judge whether units are meeting objectives and where resources are needed.

Related: CompStat, Deployment Plan, Budget Cycle
Budget Cycle

The recurring sequence of planning, requesting, approving, executing, and auditing a unit's spending, including personnel, overtime, equipment, and grant funds.

Related: Performance Measurement, Overtime Control, Resource Allocation
Resource Allocation

The decision about how to distribute limited personnel, equipment, and funding among competing needs, weighing risk, workload, legal requirements, and measurable outcomes.

Related: Budget Cycle, Deployment Plan, Overtime Control
Overtime Control

Supervisory management of extra-hours spending through pre-approval, staffing adjustments, documentation, and monitoring so costs stay within budget without compromising operations.

Related: Budget Cycle, Resource Allocation, Performance Measurement
Ethical Duty

The obligation to act with integrity, honesty, and impartiality, to avoid conflicts of interest, and to place public trust above personal or unit advantage.

Related: Duty to Intervene, Just Cause Standard, Discovery Obligations
Community Policing

An approach that builds ongoing partnerships with residents and organizations to identify and solve local problems, rather than relying only on reactive calls for service.

Related: Problem-Oriented Policing, Procedural Justice, Public Order Policing
Problem-Oriented Policing

A method that scans for recurring problems, analyzes their causes, develops tailored responses, and assesses results, instead of treating each incident in isolation.

Related: Community Policing, Procedural Justice, CompStat
Procedural Justice

The practice of treating people with dignity, giving them voice, explaining decisions, and applying rules neutrally, which increases willingness to cooperate with police.

Related: Community Policing, Problem-Oriented Policing, Ethical Duty
Public Order Policing

Managing crowds, protests, and assemblies by facilitating lawful activity, using negotiated management, and applying force only in proportion to genuine threats.

Related: Crowd Control Tactics, Community Policing, Use of Force Continuum
Crowd Control Tactics

Coordinated formations, dispersal warnings, arrest teams, and containment methods used to manage unlawful assemblies while minimizing injury and preserving lawful access.

Related: Public Order Policing, Incident Command System, Use of Force Continuum