FINRA Series Exams
23 exams. Choose an exam to explore its study materials.
- Series 10General Securities Sales Supervisor Examination (Series 10)
- Series 14Series 14 - Compliance Officer (COMP) Qualification Exam
- Series 16
- Series 22Series 22 – Direct Participation Programs Representative Exam
- Series 24Series 24 – General Securities Principal Exam
- Series 26Series 26 - Investment Company and Variable Contracts Products Principal
- Series 27Series 27 – Financial and Operations Principal Exam
- Series 28Series 28 - Introducing Broker-Dealer Financial and Operations Principal Qualification Examination
- Series 39Series 39 – Direct Participation Programs Principal Exam
- Series 4Series 4 – Registered Options Principal Exam
- Series 57Series 57 - Securities Trader Representative Exam
- Series 6Series 6 – Investment Company and Variable Contracts Products Representative Exam
- Series 63
- Series 65
- Series 66
- Series 7Series 7 – General Securities Representative Qualification Examination (GS)
- Series 79Series 79 – Investment Banking Representative Exam
- Series 82Series 82 – Private Securities Offerings Representative Exam
- Series 86Series 86 - Research Analyst Exam (Part I)
- Series 87FINRA Series 87 - Research Analyst Qualification Examination
- Series 9Series 9 - General Securities Sales Supervisor Qualification Exam (Part 2: Options)
- Series 99Series 99 – Operations Professional Exam
- SIESecurities Industry Essentials (SIE)