Fund Investment Solicitor (펀드투자권유대행인) study plan

Map the full statutory framework for 펀드투자권유대행인 (자본시장법, 금융투자업규정, 감독규정) and write a one-page hierarchy diagram from memory

Define the scope of permissible solicitation activities versus activities reserved for the 집합투자업자 or 판매회사, and list five concrete boundary examples

Memorize the registration and eligibility requirements for a 투자권유대행인, including 결격사유 and 등록·말소 procedures

Identify the core conduct obligations (선관위원, 설명의무, 부당권유 금지) and state the legal basis for each

Distinguish 적합성 원칙, 적정성 원칙, and 설명의무 by trigger conditions, investor type, and required documentation

Reconstruct the 투자권유 준수사항 checklist (확인서 징구, 설명서 교부, 서명·기록 보관) in correct procedural order

Classify prohibited solicitation practices (부당권유, 재산상 이익 제공, 미등록 권유) and match each to its sanction type

Apply record-keeping and reporting duties to a timeline of a single solicitation event

Link each Domain 1 conduct rule to its investor-protection rationale so the rules stop being memorized in isolation

Draft model wording for explaining risk, fees, and redemption terms to a retail investor in plain Korean

Analyze three conflict-of-interest scenarios (판매사 인센티브, 계열사 펀드 권유, 잦은 환매 권유) and state the compliant response

Practice answering Domain 1 scenario questions under a 90-second-per-question limit

Diagram the 집합투자기구 lifecycle from 설정 to 해지, naming each party (집합투자업자, 수탁회사, 판매회사, 일반사무관리회사) and its duty

Compare collective investment vehicles by legal form (투자신탁, 투자회사, 투자유한회사, 투자합자회사) and by openness (개방형·폐쇄형)

Explain the roles of 자산보관·관리 and the separation-of-assets principle behind 수탁회사 independence

Calculate 기준가격 and fund fees from given NAV, 보수율, and 판매수수료 inputs

Classify funds by underlying asset (주식형, 채권형, 혼합형, MMF, 재간접, ETF, 파생형) and describe the risk-return profile of each

Differentiate 공모펀드 from 사모펀드 on investor eligibility, solicitation restrictions, and disclosure duties

Interpret a fund's 투자설명서 sections (투자목적, 투자전략, 위험요인, 보수·수수료, 환매) and extract the five facts an investor must be told

Contrast ETF, MMF, and 재간접펀드 on liquidity, pricing, and redemption mechanics

Match investor profiles to unsuitable and suitable products using 투자자정보확인서 inputs (투자목적, 위험감수수준, 투자기간, 투자경험)

Apply the 적합성·적정성 판단 logic to five borderline cases and justify each determination in writing

Explain 환매 procedures, 기준가 적용일, and 환매수수료 to a hypothetical client without legal jargon

Identify disclosure and reporting obligations triggered when a fund's risk profile changes materially

Handle 불완전판매 prevention end-to-end: 확인서 징구, 설명서 교부 확인, 숙려기간, 녹취 및 기록 보관

Resolve five complaint and dispute scenarios (원금손실 항의, 설명 누락 주장, 부당권유 신고) with compliant escalation steps

Distinguish 금융소비자보호법상 6대 판매규제 (적합성, 적정성, 설명의무, 불공정영업행위 금지, 부당권유 금지, 광고규제) and their overlaps with 자본시장법

Draft a 5-minute client consultation script that satisfies explanation and confirmation duties

Run three full-length timed mock exams and log error patterns by domain and by error type (knowledge gap vs. misread vs. rule confusion)

Re-drill only the top 20 weak items until each is answered correctly twice in a row with a stated reason

Reconstruct all three domains' core frameworks from blank paper in under 30 minutes total

Finalize a one-page pre-exam review sheet limited to the highest-frequency rules and calculations