AMIB Operador de Bolsa study plan

Map the Mexican securities market participants (issuers, brokers, exchanges, clearing houses, regulators) into a one-page diagram from memory

List the key obligations an Operador de Bolsa owes under the securities law framework and classify each as pre-trade, trade-time, or post-trade

Trace the full lifecycle of a single equity trade from order capture to settlement, naming the entity responsible at each step

Distinguish the roles of the securities regulator, the central bank, and the exchange's self-regulatory function

Summarize the conduct rules that apply to order handling, client priority, and conflicts of interest

Identify three realistic scenarios that would constitute market manipulation or misuse of privileged information and state the correct action in each

Draft a personal compliance checklist an operator would run before accepting and executing a client order

Explain the consequences of a compliance breach at the individual, firm, and market level

Compare the main equity instrument types available in the Mexican market by rights, voting, and dividend treatment

Compute gross and net dividend yield, earnings per share, and price-to-earnings for a hypothetical issuer

Differentiate fixed-rate, floating-rate, and inflation-linked debt instruments and identify which cash flows each generates

Calculate accrued interest and clean versus dirty price for a coupon-paying bond given days since last coupon

Rank a set of instruments by credit and duration risk and justify the ordering

Build a three-statement mini model for a sample company from public data and derive free cash flow

Apply discounted cash flow and comparable-multiples valuation to the same company and reconcile the two estimates

Compute expected return, variance, and correlation for a two-asset portfolio and plot the efficient frontier conceptually

Explain beta, the security market line, and what an alpha estimate implies about skill versus luck

Explain the payoff profile of futures, forwards, options, and swaps and identify the obligation versus right in each

Compute the payoff and profit at expiry for a long call, long put, and a covered call at three strike scenarios

Calculate the delta-equivalent exposure of a simple options position and describe how it changes with the underlying

Identify market, credit, liquidity, and operational risks in a given portfolio and propose one mitigation per risk

Compute value at risk for a single position using a simple parametric approach and state its limitations

Identify trend, support, resistance, and volume patterns on a price series and state the entry, stop, and target each implies

Compute a moving average crossover rule and a relative strength index reading by hand for a short series

Design a trading plan with position sizing based on a fixed fractional risk rule

Compare active trading against a passive allocation and articulate when each is appropriate for a client

Resolve five ethics vignettes covering front-running, churning, suitability, gifts, and confidentiality with a defensible decision

Reconcile a sample trade blotter against settlement confirmations and identify any breaks

Explain margin, collateral, and the consequences of a failed settlement for the operator and the client

List the recordkeeping and reporting duties that follow execution of a client order

Complete two full-length timed practice exams and score each by domain

Re-study only the two lowest-scoring domains and re-test those domains

Recite from memory the key formulas for bond pricing, portfolio risk, option payoff, and valuation

Write a one-page personal error log of recurring mistakes and the correction for each