AMIB Asesor de Fondos study plan

Map the regulatory architecture: identify the authorities, their facultades, and the hierarchy of norms that govern fondos de inversión and their advisors

Distinguish the legal forms of fondos and sociedades gestoras, and state the registration/authorization requirements for each

List the core disclosure and reporting obligations (prospecto, reglamento, informes periódicos) and match each to its addressee and frequency

Define key regulatory vocabulary (fondo, gestora, depositario, partícipe, patrimonio) without consulting notes

Classify fondos by investment policy, liquidity regime, and investor type, and give an example use case for each class

Differentiate open-end vs closed-end structures and explain the effect of each on liquidity and pricing

Compare ETFs, fondos indexados, and fondos de inversión libre on cost, transparency, and redemption mechanics

Explain the role and duties of depositario vs gestora in protecting investor assets

Describe the mechanics of renta fija and renta variable instruments, including pricing drivers and settlement basics

Distinguish money market instruments and explain how their risk profile differs from longer-duration debt

Explain how derivatives are used for hedging vs speculation within a fund and identify the associated risks

Interpret a securities market's trading cycle and the difference between primary and secondary market activity

Compute and interpret the main return measures (simple, time-weighted, money-weighted) on a worked example

Calculate volatility, Sharpe ratio, and maximum drawdown from a small return series

Distinguish systematic from idiosyncratic risk and explain how diversification reduces the latter

Explain the risk-return tradeoff and the effect of correlation on portfolio risk

Compare strategic vs tactical allocation and articulate when each is appropriate

Explain rebalancing triggers and the tradeoffs between calendar and threshold rebalancing

Describe active vs passive management and the conditions under which each adds value

Match at least three investment strategies to the investor profiles they suit

State the core ethical duties of an asesor (lealtad, diligencia, transparencia) and give a concrete example of each

Identify conflicts of interest common in fund distribution and explain disclosure and management obligations

Analyze a short scenario for market conduct issues (front-running, churning, misuse of information) and justify the correct action

Distinguish what constitutes confidential information vs material non-public information

Apply the KYC process: identify the elements of a customer due-diligence file and when enhanced due diligence is required

List red flags of possible money laundering in fund subscriptions and redemptions

Explain the reporting chain for suspicious activity and the advisor's role within it

State recordkeeping and ongoing-monitoring obligations in general terms

Construct an investor profile from risk tolerance, horizon, capacity for loss, and objectives

Translate a profile into a suitability recommendation and document the reasoning

Revisit the regulatory map and risk formulas from weeks 1 and 4 and correct any gaps

Complete a timed mixed-domain practice set and review every error